Senior Internal Audit Manager for BFSI

22 hours ago


Mumbai, Maharashtra, India Leading Securities Broking Full time
Job Description

Leading Securities Broking is seeking a seasoned Senior Internal Audit Manager to lead our internal audit team. This is an exciting opportunity for a motivated and experienced professional to take on a key role in ensuring the effectiveness of our risk management framework.

Job Summary:

  • Lead internal audits as per the annual audit plan, evaluating the adequacy and effectiveness of internal controls relating to risks within BFSI business areas.
  • Evaluate compliance with all applicable laws and regulations.
  • Plan and execute audit fieldwork, documenting activity flows, identifying key risks, testing key controls, and verifying their proper design and operation.
  • Review special investigations and branch inspection reviews, discussing observations with CBOs and finalizing inspection results.
  • Draft audit reports, including findings, and monitor implementation of remedial action plans within agreed timelines.
  • Complete all assigned audit work within agreed budgets.
  • Facilitate execution of the annual internal audit plan by external auditors.
  • Liaise with stakeholders to identify key strategic, regulatory, and operational risk areas.
Requirements

To be successful in this role, you will need:

  • Candidates should have at least 5-6 years' experience in internal auditing, preferably in BFSI.
  • A CA or equivalent qualification with relevant certifications (CFA, FRM, CISA) preferred.
  • Strong knowledge of data analytics tools (ACL Analytics, Tableau, Power BI).
  • Effective communication, project management, and influencing skills.
Compensation Package

The salary for this role is estimated to be around ₹45-50 lakhs per annum, depending on qualifications and experience.



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