Senior Internal Audit Manager for BFSI
22 hours ago
Leading Securities Broking is seeking a seasoned Senior Internal Audit Manager to lead our internal audit team. This is an exciting opportunity for a motivated and experienced professional to take on a key role in ensuring the effectiveness of our risk management framework.
Job Summary:
- Lead internal audits as per the annual audit plan, evaluating the adequacy and effectiveness of internal controls relating to risks within BFSI business areas.
- Evaluate compliance with all applicable laws and regulations.
- Plan and execute audit fieldwork, documenting activity flows, identifying key risks, testing key controls, and verifying their proper design and operation.
- Review special investigations and branch inspection reviews, discussing observations with CBOs and finalizing inspection results.
- Draft audit reports, including findings, and monitor implementation of remedial action plans within agreed timelines.
- Complete all assigned audit work within agreed budgets.
- Facilitate execution of the annual internal audit plan by external auditors.
- Liaise with stakeholders to identify key strategic, regulatory, and operational risk areas.
To be successful in this role, you will need:
- Candidates should have at least 5-6 years' experience in internal auditing, preferably in BFSI.
- A CA or equivalent qualification with relevant certifications (CFA, FRM, CISA) preferred.
- Strong knowledge of data analytics tools (ACL Analytics, Tableau, Power BI).
- Effective communication, project management, and influencing skills.
The salary for this role is estimated to be around ₹45-50 lakhs per annum, depending on qualifications and experience.
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