Banking Regulatory Compliance Expert

11 hours ago

Anand, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

Regulatory Compliance Specialist

We are seeking a skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will play a vital role in ensuring our operations align with regulatory requirements.

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  • This role requires a detail-oriented professional to provide Subject Matter expertise and ensure adherence to regulatory standards.
  • The ideal candidate has a strong background in banking, relevant regulatory knowledge, and will be responsible for preparing, reviewing, and submitting timely and accurate regulatory reports.

Responsibilities:

  1. Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards.
  2. Monitor and implement daily regulatory compliance requirements.
  3. Develop and maintain robust internal control frameworks for banking products.
  4. Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  5. Prepare and submit regulatory reports as per jurisdictional guidelines.
  6. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  7. Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  8. Collaborate with internal teams including Finance, Risk, and Compliance to gather data and ensure accuracy in reports.
  9. Maintain strong documentation and audit trails for all submissions.
  10. Support in data submissions to compliance, internal audit teams, and regulators.
  11. Leverage data analytics for insights, ensuring proficiency in data extraction, manipulation, and reporting.
  12. Assist in the implementation of new regulatory reporting requirements and upgrades to reporting systems.

Key Requirements:

  • In-depth knowledge of KYC regulations and related circulars.
  • Strong understanding of banking product lifecycles and customer onboarding processes.
  • Other Online based certifications for Name Screening.

Decision Level:

Primary:

  • Must have working experience in Banks for KYC / AML Onboarding and Management of Control tasks such Name Screening , Risk profile based Customer CDD / EDD, Consequence Management action and process enhancement.

Shared:

  • Reporting , analysis and operations across processes ranging from Individual Customer to Non Individual Customer and Retailer/Distributor verticals.

Contributory:

  • Process improvement in regulatory reporting's.
  • Inputs to business basis Control team inputs.

Educational Level

  • Graduate/Post-Graduate.
  • Understanding of KYC guidelines , Analysis Skill, goodSkill set on MS office & SQL.

, The incumbent is expected to act as a catalyst for management of the Entire Control management across the entity Life-cycle (Onboarding, post-Modifications, and Closure) of entities identified by the bank SoP for performance of any onboarding related consequence management or control actions.

, Deep understanding of RBI guidelines and Regulatory Reporting., Understanding of Name Screening KYC /AML activities.

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