Trade Surveillance Analyst

Department: Risk ManagementPurpose of the Job: The individual will be responsible for identifying potential instances of market abuse such as front running, insider dealing, market manipulation, sharing of information, etc. The aim is to ensure that internal policies and regulatory requirements are complied with and Nippon India’s reputation against legal...

Department: Risk Management Purpose of the Job: The individual will be responsible for identifying potential instances of market abuse such as front running, insider dealing, market manipulation, sharing of information, etc. The aim is to ensure that internal policies and regulatory requirements are complied with and Nippon India’s reputation against...

Department: Risk ManagementPurpose of the Job: The individual will be responsible for identifying potential instances of market abuse such as front running, insider dealing, market manipulation, sharing of information, etc. The aim is to ensure that internal policies and regulatory requirements are complied with and Nippon India’s reputation against legal...

Department: Risk Management Purpose of the Job: The individual will be responsible for identifying potential instances of market abuse such as front running, insider dealing, market manipulation, sharing of information, etc. The aim is to ensure that internal policies and regulatory requirements are complied with and Nippon India’s reputation against...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

**- Review and analyses **trade surveillance** reports/ alerts, and sign off alert completion related to client trading activities - Investigation on irregularities and abnormal activities in trading pattern of client. - Drafting Suspicious Activity Reports-NSE, BSE and FIU (Financial Intelligence Unit) in line with Compliance regulations. - Analysis on...

Susquehanna International Group (SIG) is a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. **What we're looking for** If you join us, you will: - Support trading activity...

RoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Are you interested in financial markets and computer programming? Do you enjoy analysis and building tools? If you like the idea of working in a fast-paced and collaborative environment, then you might be the next Trading Analyst at Optiver! We are looking for an experienced and talented Trading Analyst to work in our Trading team. You will work closely...

Responsibilities : The role has regional responsibility and will involve: Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG.Communicate with clients on monitoring and surveillance-related matters.Reviewing and providing suggestions to...

**Role**: **Executive - Surveillance - Night Shift** **Location**: Mumbai **Qualification Profile**: - Graduate/NISM Certification/Post Graduate**Experience**: 2-5 Years **Responsibilities**: - To perform day to day activities pertaining to Surveillance of Equity, Equity F&O and Currency Derivatives segment to ensure data integrity~~ -To perform night...

Founded in 1971, Dolat Capital is a technology-driven quantitative trading firm, dedicated to producing high returns using mathematical and statistical techniques. The Quantitative Trading team at Dolat Capital focuses on quantitative trading, specifically fully automated trading systems. We have a group of bright quantitative researchers, analysts and...

**ABOUT THE COMPANY** Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated...

Description The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an...

Business Analyst with strong exposure to CTCL Trading platforms and good understanding of RMS and front end features.Job Description : The selected candidate shall be primarily responsible for the following activities :1. Interact with helpdesk, internal and external stakeholders, regulatory bodies with regards to new products and functionalities.2....