Regulatory Compliance Manager
2 days ago
We have requirement of a seasoned individual contributor who can handle & manage the routine work of IRDAI regulatory compliances according to mentioned JD.
Role Requirements
- Analysing of IRDAI & IFSCA Circulars/ Guidelines, preparing brief summary and preparing checklist wherever guidelines are applicable to Intermediaries (Brokers).
- Ensuring Advertising compliance as per applicable guidelines, review internal proposal and provide necessary disclaimers, approve and timely filing on BAP portal of IRDA.
- Filing of Regulatory Returns for IRDAI.
- Prepare declarations, undertakings as per business requirements, Tenders etc.
- Update monthly compliance calendar, assist in drafting SOP’s, Presentations as per Compliance Framework requirement by the authority.
- Working with the wider compliance functions to identify emerging regulatory risk and to enhance and expand reportable issues
- Coordination with internal stakeholders for various data analysis, detecting and preventing any money laundering activities
- Review of Terms of Business Agreements and provide inputs as per IRDA Compliance purview.
Required Qualification & Experience:
- Master’s degree in commerce / finance or equivalent experience.
- Pursuing general LLB/ CA / CS would be additional advantage.
- Experience of 5-9 Years with minimum of 2 years’ experience in General Insurance, Broker or TPA in Compliance function
- Good communication skills, Quality management, Financial Planning and strategy, critical thinking and problem-solving skills.
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Mumbai, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeJob Summary: We are seeking a highly experienced and dynamic Company Secretary to build and sustain a robust compliance framework for achieving organisational objectives. Role & Responsibilities: Ensuring and managing RBI, SEBI and other regulatory compliances for the Company Identify compliance risks for the NBFC by analysing existing / new products and...
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Mumbai, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeJob Summary: We are seeking a highly experienced and dynamic Company Secretary to build and sustain a robust compliance framework for achieving organisational objectives. Role & Responsibilities: Ensuring and managing RBI, SEBI and other regulatory compliances for the Company Identify compliance risks for the NBFC by analysing existing / new products and...
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Mumbai, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeJob Summary: We are seeking a highly experienced and dynamic Company Secretary to build and sustain a robust compliance framework for achieving organisational objectives. Role & Responsibilities: Ensuring and managing RBI, SEBI and other regulatory compliances for the Company Identify compliance risks for the NBFC by analysing existing / new products...
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mumbai, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeJob Summary: We are seeking a highly experienced and dynamic Company Secretary to build and sustain a robust compliance framework for achieving organisational objectives. Role & Responsibilities: Ensuring and managing RBI, SEBI and other regulatory compliances for the Company Identify compliance risks for the NBFC by analysing existing / new products...
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mumbai, India Prudent Insurance Brokers Pvt Ltd. Full timeWe have requirement of a seasoned individual contributor who can handle & manage the routine work of IRDAI regulatory compliances according to mentioned JD. Role Requirements Analysing of IRDAI & IFSCA Circulars/ Guidelines, preparing brief summary and preparing checklist wherever guidelines are applicable to Intermediaries (Brokers). Ensuring Advertising...
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2 weeks ago
Mumbai, India Prudent Insurance Brokers Pvt Ltd. Full timeWe have requirement of a seasoned individual contributor who can handle & manage the routine work of IRDAI regulatory compliances according to mentioned JD. Role Requirements Analysing of IRDAI & IFSCA Circulars/ Guidelines, preparing brief summary and preparing checklist wherever guidelines are applicable to Intermediaries (Brokers). Ensuring Advertising...
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Mumbai, India Prudent Insurance Brokers Pvt Ltd. Full timeWe have requirement of a seasoned individual contributor who can handle & manage the routine work of IRDAI regulatory compliances according to mentioned JD.Role RequirementsAnalysing of IRDAI & IFSCA Circulars/ Guidelines, preparing brief summary and preparing checklist wherever guidelines are applicable to Intermediaries (Brokers).Ensuring Advertising...
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