Regulatory Compliance Manager

2 days ago


mumbai, India Prudent Insurance Brokers Pvt Ltd. Full time

We have requirement of a seasoned individual contributor who can handle & manage the routine work of IRDAI regulatory compliances according to mentioned JD.


Role Requirements


  • Analysing of IRDAI & IFSCA Circulars/ Guidelines, preparing brief summary and preparing checklist wherever guidelines are applicable to Intermediaries (Brokers).
  • Ensuring Advertising compliance as per applicable guidelines, review internal proposal and provide necessary disclaimers, approve and timely filing on BAP portal of IRDA.
  • Filing of Regulatory Returns for IRDAI.
  • Prepare declarations, undertakings as per business requirements, Tenders etc.
  • Update monthly compliance calendar, assist in drafting SOP’s, Presentations as per Compliance Framework requirement by the authority.
  • Working with the wider compliance functions to identify emerging regulatory risk and to enhance and expand reportable issues
  • Coordination with internal stakeholders for various data analysis, detecting and preventing any money laundering activities
  • Review of Terms of Business Agreements and provide inputs as per IRDA Compliance purview.

Required Qualification & Experience:

  • Master’s degree in commerce / finance or equivalent experience.
  • Pursuing general LLB/ CA / CS would be additional advantage.
  • Experience of 5-9 Years with minimum of 2 years’ experience in General Insurance, Broker or TPA in Compliance function
  • Good communication skills, Quality management, Financial Planning and strategy, critical thinking and problem-solving skills.



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