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Regulatory Compliance Manager

3 months ago

Mumbai, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full time

Job Summary:

We are seeking a highly experienced and dynamic Company Secretary to build and sustain a robust compliance framework for achieving organisational objectives.


Role & Responsibilities:

  • Ensuring and managing RBI, SEBI and other regulatory compliances for the Company
  • Identify compliance risks for the NBFC by analysing existing / new products and processes
  • Monitor and test compliances by conducting periodic compliance tests and report the results to senior management.
  • Apprise the organisation of compliance failures, if any, along with suggested improvement measures to be implemented
  • Attend to compliance with directions from other regulators in cases where the activities of the entity are not limited to the regulation/supervision of RBI
  • Communicate compliance to regulatory bodies with regards to their inspection reports
  • Managing RBI inspection and interaction with the Regulators
  • Managing and ensuring best compliance culture within the Company and develop ideas for digitisation of the compliance processes
  • Collaborate with cross functional teams to facilitate implementation of compliance requirements.
  • Tracking and reporting compliance through automated compliance tools and maintaining compliance records.
  • Drafting/preparation of compliance checklists, manuals and other regulatory documentation.


Key Skills and Qualifications:

  • Education: CS
  • Experience: 5 to 10 yrs
  • Strong understanding of RBI regulations/directions for Scale
  • Based ML, SEBI guidelines, including SEBI LODR requirements for high value debt listed companies
  • Experienced in handling RBI inspection
  • Hands on ensuring and handling compliances with all regulators specifically RBI and their queries from time to time
  • Good drafting skills
  • Good communication skills