Regulatory Compliance Specialist

1 week ago

Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

Key Responsibilities:

  • Regulatory Compliance: Ensure that compliance issues/concerns within the entity are appropriately analyzed, investigated, and resolved.
  • Vendor Compliance: Manage Vendor compliance framework oversight over Vendor compliance for India by coordinating monthly audits.
  • Compliance Tracking: Follow up on vendor non-compliances and track high-risk non-compliances until closure.
  • Compliance Reporting: Provide vendor compliance report to the audit committee with a summary of potential risks and implications with an action plan for mitigation of non-compliance risks.
  • Regulatory Awareness: Identify and highlight key issues affecting the company as a principal employer and conduct monthly meetings between service provider admin, SPOCS, non-admin, SPOCS, and the organization, submitting minutes.
  • Contract Review: Review vendor contract templates of various geos to ensure compliance to regulatory requirements.
  • Compliance Response: Respond to compliance questions in RFP questionnaires, MSAs, partnership agreements, and similar contracts for existing/emerging customers.
  • Compliance Management: Manage and submit monthly MIS reports on customer RFPs and customer audits.
  • Regulatory Changes: Track changes to regulatory compliances, particularly those pertaining to customers, by tracking changes to compliance, new compliances, or deletion of compliance due to changes in regulatory requirements.
  • Stakeholder Coordination: Manage customer compliance framework by coordinating with stakeholders for various audits.
  • Learning and Development: Learn regulatory changes, attend seminars, and webinars to acquire reasonable working knowledge on global compliances, especially those pertaining to customer compliances.
  • Issue Identification: Identify non-compliances/open issues by constant review of compliances performed.
  • Team Collaboration: Coordinate with cross-functional teams and obtain inputs for various regulatory filings, such as CLRA licenses for customers, and compliance audits pertaining to customers on a monthly, quarterly, or yearly basis.
  • Training and Development: Prepare training modules on new regulatory legislations pertaining to customers.
  • File Management: Save all customer compliance-related files, working, mails, and evidence of closure periodically in the shared folder.

Key Skills: Regulatory compliance, vendor compliance, compliance management, contract review, compliance reporting, regulatory awareness, stakeholder coordination, learning and development, issue identification, team collaboration, training and development, file management.

  • Regulatory Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Tata AIA Life Insurance Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team at Tata AIA Life Insurance. As a key member of our Compliance department, you will be responsible for ensuring that our products and services comply with all relevant regulatory requirements.Key...

  • Regulatory Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Talent Corner Full time

    Key ResponsibilitiesTalent Corner is seeking a highly skilled Regulatory Compliance Specialist to advise and structure compliance with regulations for fintech, RBI-regulated, and SEBI-regulated entities. Key areas involve ensuring compliance with PIT, SAST, LODR, Company Law, ESG, and FEMA for BFSI and NBFCs.Desired Candidate ProfileA Consulting firm is...

  • Regulatory Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Ashland Full time

    Regulatory Compliance SpecialistAshland is seeking a Regulatory Compliance Specialist to join our Life Science function at our Mumbai, Maharashtra location. This role will be responsible for navigating the people and processes of our commercial, manufacturing, and supply chain organizations, as well as the external landscape of regulatory agencies and...

  • Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About the JobJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Lifelancer. As an Associate Regulatory Specialist, you will play a key role in ensuring regulatory compliance for Diversey products.Key ResponsibilitiesPerform raw material compliance reviews, evaluating SDS/data information received by...

  • Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India Banking and NBFC job Full time

    Job Purpose: To ensure the bank's regulatory compliance with RBI guidelines and policies, formulating and reviewing policy frameworks, and advising business units on regulatory matters.Key Responsibilities:Review and implement new products and process approval notes.Review and maintain policies and procedures.Disseminate regulatory circulars to relevant...

  • Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India Talent Corner Full time

    Roles and ResponsibilitiesAs a Regulatory Compliance Specialist at Talent Corner, you will provide regulatory consulting services to BFSI entities, focusing on NBFCs and Asset Management companies. Key areas of expertise include advising, structuring, and ensuring compliance with regulations such as PIT, SAST, LODR, Company Law, ESG, and FEMA.Desired...

  • Regulatory Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Tata AIA Life Insurance Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team at Tata AIA Life Insurance. The successful candidate will be responsible for ensuring compliance with regulatory requirements and providing legal support in product filings.Key...

  • Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India Colgate-Palmolive Company Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Colgate-Palmolive Company. As a key member of our Supplier Compliance team, you will play a crucial role in ensuring the regulatory compliance and sustainability of our products.Key ResponsibilitiesAs a Regulatory Compliance Specialist, you will be responsible...

  • Regulatory Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About the RoleAs an Associate Regulatory Specialist, you will handle key regulatory activities like raw material data management compliance workflows and change management to ensure regulatory compliance for Diversey products.The person will be reporting to the Manager Regulatory Affairs.As a Regulatory Expert, your key responsibilities will...

  • Regulatory Compliance Specialist

    6 days ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About Regulatory ComplianceThe role of Associate Regulatory Specialist at Lifelancer involves handling key regulatory activities such as Raw Material Data Management compliance workflows change management to ensure regulatory compliance for Diversey products. The successful candidate will report to the Manager Regulatory Affairs.Key Responsibilities:Perform...

  • Regulatory Compliance Specialist

    6 days ago

    Mumbai, Maharashtra, India SUN PHARMA Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:As a Regulatory Compliance Specialist at SUN PHARMA, you will be responsible for ensuring that all manufacturing processes and procedures meet the required regulatory standards. This includes preparing and reviewing new product documents, tracking and evaluating product history and process parameters,...

  • Regulatory Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About the RoleAs an Associate Regulatory Specialist at Lifelancer, you will be responsible for handling key regulatory activities such as Raw Material Data Management compliance workflows and change management to ensure regulatory compliance for Diversey products.The person will be reporting to the Manager Regulatory Affairs.Key Responsibilities:Perform raw...

  • Regulatory Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About the RoleWe are seeking an Associate Regulatory Specialist to join our team at Lifelancer. As a key member of our regulatory affairs team, you will be responsible for handling key regulatory activities such as Raw Material Data Management compliance workflows and change management to ensure regulatory compliance for Diversey products.The successful...

  • Regulatory Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:We are seeking a highly experienced and dynamic Company Secretary to build and sustain a robust compliance framework for achieving organisational objectives. The ideal candidate will have a strong understanding of RBI regulations and directions for Scale, as well as experience in handling RBI inspection...

  • Regulatory Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About the JobAs a key member of the Lifelancer team, the Associate Regulatory Specialist will be responsible for handling key regulatory activities, including Raw Material Data Management compliance workflows and change management, to ensure regulatory compliance for Diversey products.The successful candidate will report to the Manager Regulatory Affairs and...

  • Regulatory Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About the RoleAs an Associate Regulatory Specialist, you will be responsible for handling key regulatory activities such as Raw Material Data Management compliance workflows and change management to ensure regulatory compliance for Diversey products.The person will be reporting to the Manager Regulatory Affairs.Key Responsibilities:Perform raw material...

  • Regulatory Compliance Specialist

    4 weeks ago

    Mumbai, Maharashtra, India Lifelancer Full time

    About the RoleWe are seeking an Associate Regulatory Specialist to join our team at Lifelancer, a talent hiring platform in Life Sciences, Pharma, and IT. As a key member of our regulatory affairs team, you will play a crucial role in ensuring the compliance of our products with global chemical regulatory environments and applicable legislations.Key...

  • Regulatory Compliance Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Tata AIA Life Insurance Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:The position supports the Compliance function in the organization by providing compliance assurance support, including:Keeping yourself up to date with all new laws / regulations applicable to an Insurance CompanyEnsuring effective interpretation and drafting of actions for implementation of new laws by...

  • AML and Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India DBS Bank Full time

    Job TitleAML and Regulatory Compliance SpecialistJob SummaryDBS Bank is seeking an experienced AML and Regulatory Compliance Specialist to join our Institutional Banking Group. The successful candidate will be responsible for managing the Risk & Governance associated with KYC / AML for Institutional Banking Group.Key ResponsibilitiesManage the Risk &...

  • Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India Interactive Brokers Full time

    About Your Role: Interactive Brokers, a leading financial services company, is seeking a highly skilled Regulatory Compliance Specialist to join its team. Main Responsibilities: Conduct thorough reviews of client profiles and transactions to ensure compliance with applicable AML laws and regulations.Maintain accurate records of assignments and documentation...