Regulatory Compliance Manager
1 month ago
- Responsible for Compliance Reviews /Audit, Implementation of Regulatory compliance related to Insurance Act, IRDAI and other governing bodies Regulations/circular/guideline in various functions/departments of the organization
- Responsible for implementation of IRDAI Inspection and penalty orders and prepare and update of Compliance checklist
- Imparting regulatory training to stakeholders and circulating regulatory updates
- Regulatory Review of various functions and department with reference to the regulation/circular/guideline applicable to that specific department /function
- Responsible for over all Distribution Compliance (Agent, Corporate agent, Distance Marketing, etc.), Product related compliance, Advertisement compliance
- Providing Regulatory Suggestion on Process Manual of various departments
- Maintenance of repository for IRDAI, circulars Regulation guideline and Penalty orders
- Monitor File and Use updates provided to IRDAI and coordinate with departments in case of any deviations
- Prepare gist of the draft guidelines updated by IRDAI and intimate the concerned department and management. Ensuring reply to IRDAI (with our comments)
- Timely filing of IRDAI online module – Business Analytic Procedure
- Timely submission of adhoc requirements from any authority
- Liasoning with IRDAI / GIC
- Assisting Company Secretary in preparation, conducting and organizing the Board Meetings, Annual General Meeting, Extra ordinary General Meeting of the organization
- Resolving the actionable after the meetings
- Monitor and update concerned team and management on AML / CFT issues
- Preparation of Processes, policies for the team
Specialized skills:
- Excellent knowledge of IRDA Laws, Acts, process & Procedures especially Insurance Law, Civil and Criminal law, AML, etc.
- Collaboration
- Stakeholder Management
Qualification & Experience :
- Graduate-LLB (additional qualification of CS shall be given preference). Certifications / Fellow ship in Insurance would be an added advantage
- Atleast 4 years’ experience in Insurance sector (including atleast 2 years in General Insurance)
Skills :
- Analytical Skills,
- E-mail Drafting
- Excellent knowledge of MS-Office applications
- Planning and Organizing skills
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