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Regulatory Compliance Manager

2 months ago

mumbai, India Prudent Insurance Brokers Pvt Ltd. Full time
We have requirement of a seasoned individual contributor who can handle & manage the routine work of IRDAI regulatory compliances according to mentioned JD.
Role Requirements
Analysing of IRDAI & IFSCA Circulars/ Guidelines, preparing brief summary and preparing checklist wherever guidelines are applicable to Intermediaries (Brokers).
Ensuring Advertising compliance as per applicable guidelines, review internal proposal and provide necessary disclaimers, approve and timely filing on BAP portal of IRDA.
Filing of Regulatory Returns for IRDAI.
Prepare declarations, undertakings as per business requirements, Tenders etc.
Update monthly compliance calendar, assist in drafting SOP’s, Presentations as per Compliance Framework requirement by the authority.
Working with the wider compliance functions to identify emerging regulatory risk and to enhance and expand reportable issues
Coordination with internal stakeholders for various data analysis, detecting and preventing any money laundering activities
Review of Terms of Business Agreements and provide inputs as per IRDA Compliance purview.
Required Qualification & Experience:
Master’s degree in commerce / finance or equivalent experience.
Pursuing general LLB/ CA / CS would be additional advantage.
Experience of 5-9 Years with minimum of 2 years’ experience in General Insurance, Broker or TPA in Compliance function
Good communication skills, Quality management, Financial Planning and strategy, critical thinking and problem-solving skills.