[15h Left] Risk Regulatory Compliance Analytics

4 weeks ago

Mumbai, India Teamware Solutions Full time

Job Description Teamware Solutions is seeking a diligent and analytical Risk & Regulatory Compliance Analyst / Internal Auditor to join our team. You'll play a critical role in strengthening our governance framework by assessing risks, ensuring adherence to regulatory requirements, and conducting thorough internal audits. This position is ideal for a detail-oriented professional with a strong understanding of compliance principles and a commitment to maintaining robust internal controls. Key Responsibilities - Risk & Compliance Management: - Identify, assess, and monitor regulatory and operational risks across various business functions. - Ensure adherence to relevant industry regulations, internal policies, and compliance frameworks. - Assist in the development, implementation, and maintenance of compliance programs and controls. - Track and report on emerging regulatory changes and their potential impact on the organization. - Participate in risk assessments and provide recommendations for mitigation strategies. - Internal Auditing: - Conduct comprehensive internal audits to evaluate the effectiveness of governance, risk management, and control processes. - Develop audit plans, scope, and objectives based on identified risks and business priorities. - Perform detailed fieldwork, including reviewing documentation, conducting interviews, and analyzing data. - Identify control weaknesses, process inefficiencies, and non-compliance issues. - Prepare clear, concise, and well-supported audit reports outlining findings, recommendations, and action plans. - Analytics & Reporting: - Utilize analytical tools and techniques to identify trends, patterns, and anomalies in data related to risk, compliance, and audit findings. - Develop and present reports and dashboards on risk exposure, compliance status, and audit outcomes to management and stakeholders. - Support the creation of key risk indicators (KRIs) and key performance indicators (KPIs) for monitoring. - Stakeholder Collaboration: - Collaborate effectively with various departments, including legal, finance, IT, and operations, to facilitate audit processes and implement compliance initiatives. - Communicate audit findings and recommendations clearly and constructively to process owners. - Follow up on the implementation of corrective actions to ensure timely remediation of identified issues. Qualifications - Bachelor's degree in Finance, Accounting, Business Administration, Information Systems, or a related field. - Proven experience (3+ years) in risk management, regulatory compliance, internal audit, or a similar assurance role. - Strong understanding of governance, risk, and compliance (GRC) principles. - Familiarity with relevant regulatory frameworks and industry standards (e.g., SOX, GDPR, ISO 27001, COSO). - Excellent analytical, critical thinking, and problem-solving skills. - Proficiency in data analysis tools (e.g., Excel, SQL, or BI tools). - Exceptional written and verbal communication skills, with the ability to present complex information clearly. - High level of integrity, objectivity, and professional skepticism. Preferred Skills - Certifications such as CPA, CIA, CISA, CRISC, or CFE. - Experience with GRC software platforms. - Knowledge of specific industry regulations relevant to financial services or technology. - Familiarity with data analytics techniques for auditing (e.g., ACL, IDEA).

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