Regulatory Compliances

3 weeks ago

Mumbai, India Acme Services Full time

Job Description - Development of compliance related policies and procedures - Development of Compliance Risk Assessment Framework - Developed compliance indicators for monitoring of key compliance requirements - Preparation of Compliance testing plan and performing compliance reviews - Preparation of Compliance dashboards and reporting - Compliance Advisory on specific banking divisions or products. Skills / Experience - Creation and maintenance of conduct risk management framework, and where necessary - enhance the procedures and systems relating to the management of conduct risk to - ensure that the Boards risk appetite and all regulatory requirements are met. - Communication of the conduct framework requirements, policies and procedures through - reporting and delivering appropriate training for relevant business teams. - Maintenance the conduct risk assessment methodology, perform assessments, conduct - related due diligence and identify and implement appropriate controls to mitigate risks - identified. - Preparation and implementation of Boards risk appetite relating to Conduct Risk is - implemented throughout the business. - Maintenance and enhancement, where necessary, of the Conduct Risk Framework, - considering any emerging conduct risks and regulation. - Provide advice and training to the business in respect of conduct risk issues. - Oversee and carry out conduct risk controls, monitor the business for conduct risk issues - and support conduct risk projects. - Ensure appropriate conduct risk management information (MI) is made available to the - relevant governance bodies within the business on a timely basis. - Analyse conduct risk MI and undertake root cause analysis in respect of complaints. - Circulate market updates and guidance in relation to conduct risk matters, as necessary, - liaising with the Compliance Officer/Compliance team to provide a unified response to the - business in respect of regulatory requirements relating to consumer and high conduct risk - business / codes of best practice and regulatory developments. - Oversee complaints handling and management - Prepare reporting packs for Senior Management and Board for Conduct Risk.

  • Regulatory Compliance

    6 days ago

    Mumbai, Maharashtra, India Acura Solution Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Job Description:The key responsibilities would include the following:Reviewing select credit proposals which goes into Credit Committee (Level E2) and bringing out any regulatory inconsistencies.Reviewing credit related Policies, processes and notes. It involves giving feedbacks and advice to ensure the bank processes are comprehensive and compliant with...

  • Regulatory Compliance

    7 days ago

    Mumbai, Maharashtra, India Acura Solution Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Job Description:About the JobThe expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.).To monitor new regulations as and when they arise,...

  • Regulatory Compliance Manager

    4 days ago

    Mumbai, Maharashtra, India Fetosense® by CareNX Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Company DescriptionCareNX is a multi-award-winning healthcare startup incubated from IIT Bombay India since 2015. The company aims to become a strong technology partner for healthcare facilities to deliver maternal and child healthcare more efficiently and effectively. CareNX's products are currently in use by over 1500 medical facilities, covering more than...

  • Regulatory Compliance Specialist

    20 hours ago

    Mumbai, India TD SYNNEX Full time

    Job Purpose:   The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...

  • AVP Compliance – RBI Regulatory Compliance

    4 days ago

    Mumbai, Maharashtra, India Shapoorji Pallonji Finance Private Limited Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Location:MumbaiExperience:4–8 years (preferably in NBFC/BFSI sector)Industry:Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-orientedCompliance Manager (RBI & Corporate Law)to join our team. This role is crucial in ensuring that we meet allregulatory requirements under RBI Scale-Based Regulation (SBR)for...

  • Regulatory Compliance Manager

    1 week ago

    Mumbai Metropolitan Region, India Magma General Insurance Limited Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Duties and responsibilities :-Attend to Business queries from IRDAI perspective, if anyAssist in ensuring implementation of various circulars issued by IRDAI, CERSAI and other regulatory bodies.Assist in ensuring compliances with respect AML as are applicable to General Insurance Companies in India.Review the various arrangements of Company from Outsourcing...

  • Regulatory & Compliance specialist – Exports

    19 hours ago

    Mumbai, India Elchemy Full time

      About Elchemy Elchemy is a tech-enabled cross-border specialty chemicals marketplace. Our vision is to become the largest global speciality chemicals distributor focussing on discovery and fulfillment using a tech-first approach.  Chemicals is an extremely important large and fragmented market with multiple inefficiencies in cross border trade. The...

  • Cybersecurity Regulatory and Compliance Officer

    5 hours ago

    Mumbai, Maharashtra, India Waytogo Consultants Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    • Monitor cybersecurity regulations and frameworks (e.g., NIST, ISO 27001,DPDP, PCI-DSS, CIS controls) relevant to the organizations operations andindustry.• Translate regulatory cybersecurity requirements into actionable internal controlsand risk mitigation strategies.• Collaborate with IT, security, audit, and business teams to develop and...

  • Regulatory & Compliance specialist – Exports

    1 week ago

    Mumbai, Maharashtra, India Elchemy Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    About ElchemyElchemy is a tech-enabled cross-border specialty chemicals marketplace. Our vision is to become the largest global speciality chemicals distributor focussing on discovery and fulfillment using a tech-first approach. Chemicals is an extremely important large and fragmented market with multiple inefficiencies in cross border trade. The global...

  • Legal Counsel Regulatory Compliance

    2 weeks ago

    Mumbai, India Suzlon Group Full time

    Suzlon Group is among the world's leading renewable energy solutions provider that is revolutionising and redefining the way sustainable energy sources are harnessed across the world. Suzlon’s extensive range of robust and reliable products backed by its cutting-edge R&D and more than two decades of expertise are designed to ensure optimum performance,...