Regulatory Compliance Manager

About Angel One:Angel One is one of India''s fastest growing fin-techs, on a bold mission to make investing simple, smart, and inclusive for every Indian. With over 3+ crore clients, were building at scale and building for impact.Our Super App helps clients manage their investments, trade seamlessly, and access financial tools tailored to their goals. We are...

Key Responsibilities:Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons /Affiliates/ Referral Partners including meeting them physically if required.Conduct regular compliance audits and assessments to identify potential risks and areas forimprovement for Authorised Persons/Affiliates/ Referral Partners.Prepare and...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

This role is for one of our clientsIndustry: FinanceSeniority level: Associate levelLocation: MumbaiJobType: full-timeWe are looking for a meticulous and proactiveCompliance Manager – PMSto oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI...

Currently we are hiring Compliance Manager for NBFC Industry.Role: Compliance ManagerLocation: Mumbai Lower ParelIndustry: Banking / Financial ServicesJob Summary:We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be...

Position Name - Compliance Manager - NBFCLocation - MumbaiExperience Range -12-15 years in the NBFC sectorMandatory Requirement:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations.Job Roles and Responsibilities:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Job Description Title: Manager - Regulatory Reporting & Compliance (IRDAI)Department: ComplianceEducation: GraduateExperience: 5 years Work Location: Goregaon (East)Job Summary The Regulatory Reporting & Compliance Manager is responsible for ensuring the company's full compliance with all regulations, guidelines, and directives issued by the Insurance...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 yearsMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and Responsibilities:Independently manage reporting...

Role Overview:This is a leadership position for a compliance expert to build, own, and lead the compliance function at a fast-growing, technology-driven stock broking firm. You will design systems and processes from inception, champion automation, and develop a talented compliance team to proactively address the evolving regulatory landscape.Key...