Manager-Regulatory compliance- Money

Manager-Regulatory compliance-Paytm Money Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital...

Job Description : Manager-Legal-Paytm Money Location: Noida, Uttar Pradesh / Mumbai, MaharashtraDepartment: Legal, Risk & Compliance Paytm MoneyEmployment Type: Full-time EmploymentWork Arrangement: On-siteJob Summary: We are seeking a diligent and detail-oriented Legal Professional to join our legal team in a non-litigation role. The primary focus will...

Job Description:About the JobThe expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.).To monitor new regulations as and when they arise,...

Key Responsibilities:Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons /Affiliates/ Referral Partners including meeting them physically if required.Conduct regular compliance audits and assessments to identify potential risks and areas forimprovement for Authorised Persons/Affiliates/ Referral Partners.Prepare and...

About Angel One:Angel One is one of India''s fastest growing fin-techs, on a bold mission to make investing simple, smart, and inclusive for every Indian. With over 3+ crore clients, were building at scale and building for impact.Our Super App helps clients manage their investments, trade seamlessly, and access financial tools tailored to their goals. We are...

Position - Manager - Compliance & SecretarialRole & responsibilitiesRegulatory Compliance (RBI & IRDAI):Ensure ongoing adherence to all applicable RBI NBFC and IRDAI regulatory guidelines.Review and monitor timely and accurate filing of periodic returns and reports as per RBI regulations.Handle timely submission of ad hoc regulatory data requests and...

DescriptionJoin our global Regulatory Operations team to play a crucial role in ensuring compliance with complex regulatory requirements. Collaborate with cross-functional teams to support the strategic agenda and build strong relationships with key stakeholders. Be part of a dynamic team dedicated to maintaining a controlled and standardized regulatory...

Job Title: Executive AssistantLocation: MumbaiExperience Required: 3-6 yearsEducation: Tier 1 College (preferred)Industry Preference: BrokingAbout the RoleWe are looking for a high-caliber Executive Assistant (EA) to work closely with senior leadership at Paytm Money. The EA will act as a strategic partner, providing critical support in business planning,...

Job PurposeThe AML Compliance Manager is responsible for developing, implementing, and managing the banks Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT) compliance program. The role ensures adherence to all applicable laws, regulations, and internal policies to prevent money laundering, terrorist financing, and related financial crimes.Key...

Responsibilities.Global Product Registration & Dossier ManagementLead the full registration lifecycle (pre-market research, submission, renewal) for all target export countries.Compile regulatory dossiers, including 5-batch analysis and efficacy data, ensuring strict adherence to national formats.Serve as the primary Point of Contact (POC) to coordinate data...