Chief Manager- RBI Compliance

1 day ago

Mumbai, Maharashtra, India Virtual Cfo Full time ₹ 1,20,000 - ₹ 1,80,000 per year

Position - Manager - Compliance & Secretarial

Role & responsibilities

Regulatory Compliance (RBI & IRDAI):

  • Ensure ongoing adherence to all applicable RBI NBFC and IRDAI regulatory guidelines.
  • Review and monitor timely and accurate filing of periodic returns and reports as per RBI regulations.
  • Handle timely submission of ad hoc regulatory data requests and maintain liaison with RBI officials for compliance-related matters.
  • Keep the company website and disclosures updated in line with regulatory requirements.

KYC/AML & PMLA Compliance:

  • Ensure compliance with KYC norms and PMLA regulations across customer onboarding and ongoing monitoring.
  • Support the implementation and oversight of KYC and AML software systems.
  • Conduct ML/TF (Money Laundering/Terror Financing) risk assessments and support suspicious transaction reviews.

Inspection & Audit Coordination:

  • Lead and manage regulatory inspections, particularly by the RBI, and ensure timely and accurate responses to queries.
  • Liaise with internal auditors and statutory auditors on compliance matters and provide necessary data support.

Ensure timely closure of audit observations and implementation of recommended actions.

Policy, Process & Product Oversight:

  • Review and update regulatory policies and compliance SOPs in line with legal and business requirements.
  • Oversee compliance across all business products to ensure alignment with RBI norms.
  • Review and vet loan documentation, customer-facing templates, and related legal documents from a compliance standpoint.
  • Ensure branch-level compliance is maintained uniformly across locations.

Compliance Monitoring & Testing:

  • Conduct periodic compliance testing and monitoring to evaluate adherence to internal and regulatory controls.
  • Continuously assess and enhance internal control mechanisms and streamline compliance processes.
  • Maintain a robust compliance risk framework, including timely reviews of the business model for emerging regulatory risks.

Preferred candidate profile

  • The ideal candidate should be a qualified CA, MBA, or CS with a strong understanding of RBI and IRDAI regulatory frameworks.
  • Prior experience in compliance roles within NBFCs or financial institutions is required.

  • Chief Compliance Officer

    2 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Chief Compliance Officer-Infrastructure Debt Funding-DEFAULT JD Key Roles & Responsibilities Assisting for compliance with Companies Act, 2013, SEBI (LODR) Regulations / Insider Trading / Takeover Code / ICDR, filing of Disclosures, documents, returns and forms with Stock Exchanges, ROC, RBI, etc. and Debenture Trustee compliances ...

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India TVS Infrastructure Investment Manager Private Limited (TVS IM) Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Key Responsibilities1. Compliance Framework & GovernanceDevelop and implement a compliance management framework covering applicable laws, regulations, and internal policies.Map statutory and regulatory obligations (SEBI, MCA, RBI, FEMA, Income Tax, Labour, Environment, Trust Regulations, etc.) and maintain a compliance register.Roll out and manage compliance...

  • Senior Manager/Manager Compliance

    5 days ago

    Mumbai, Maharashtra, India Stay Ahedge Pvt Ltd Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Leading NBFC seeking competent candidates for below role in Risk and Compliance.Role SummaryManage communication with NPCI, RBI, and other government/statutory/regulatory bodies, respond to routine queries in a timely mannerEnsure strict adherence to all applicable RBI Master Directions and NPCI OCsConduct compliance testing of products and provide...

  • Compliance Team Member

    7 days ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Team Member-SUPPORT SERVICES-Compliance Team Member- Compliance Job ID Department Compliance, Kotak Mahindra Prime Limited Location Mumbai Number of Positions 1 Reporting Relationships Chief Compliance Officer The role involves key activities like: Ensure filing of various returns with RBI and other statutory/regulatory bodies within the...

  • Assistant Brand Manager

    5 days ago

    Mumbai, Maharashtra, India Nap Chief Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    We're Hiring: Assistant Brand Manager at Nap ChiefLocation:AndheriExperience:3-4 yearsAbout Nap ChiefNap Chief is a fast-growing D2C kids' wear brand that makes every child's wardrobe fun, functional, and vibrant . We're looking for aAssistant Brand Managerto own sales, marketplaces, and growth initiatives, driving performance across all channels .Role &...

  • Senior Manager

    9 hours ago

    Mumbai, Maharashtra, India, Maharashtra Leading NBFC Full time

    Leading NBFC seeking competent candidates for below role in Risk and Compliance.Role SummaryManage communication with NPCI, RBI, and other government/statutory/regulatory bodies, respond to routine queries in a timely mannerEnsure strict adherence to all applicable RBI Master Directions and NPCI OCsConduct compliance testing of products and provide...

  • CS, Compliance

    5 days ago

    Mumbai, Maharashtra, India GetVantage Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Company DescriptionGetVantage is a leading Embedded Finance fintech that reshapes the landscape of small business finance to democratize access to crucial working capital for MSMEs in India. Founded in 2019, it operates on principles of being founder-friendly and revenue-first by providing non-dilutive, fair, and transparent growth capital. Utilising a tech...

  • Compliance Advisory

    1 week ago

    Mumbai, Maharashtra, India YES BANK Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    ROLE SUMMARYRole holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...

  • Compliance Auditor

    2 weeks ago

    Mumbai, Maharashtra, India Capri Global Capital (CGCL) Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Role & responsibilitiesDevelop & maintain a comprehensive understanding of regulatory compliancerequirement (RBI/ NHB/MCA / Any other regulatory bodies compliances)Periodic review of compliance functions / Processes / Returns / directionsTimely highlighting findings with stakeholders / process owners for corrective &preventive actionReporting to...

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India Emkay Global Financial Services Ltd Full time ₹ 5,00,000 - ₹ 8,00,000 per year

    Job Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.• Liasoning and...