Team Lead

Enriching Lives Winning as ONEABC Company Info Aditya Birla Capital Limited ABCL is the holding company for the financial services businesses of the Aditya Birla Group With subsidiaries JVs that have a strong presence across Protecting Investing and Financing solutions ABCL is a financial solutions group that caters to the diverse needs of its customers across their life cycle Powered by more than 38 000 employees the businesses of ABCL have a nationwide reach with over 1300 branches more than 2 00 000 agents channel partners and various bank partners Aditya Birla Finance Limited Aditya Birla Finance Limited ABFL a subsidiary of Aditya Birla Capital Limited is among the leading well-diversified non-banking financial services company in India ABFL offers customized solutions in the areas of personal finance mortgage finance SME finance corporate finance wealth management debt capital markets and loan syndication What makes an ideal ABC CitizenAt ABC we are constantly on the lookout for individuals who resonate with our 5 core values of Speed Passion Integrity Seamlessness and commitment and live them every day while also understanding our vision We believe in building leaders who thrive on challenges take the onus of creating and sustaining strong teams and forms strong networks as a result of effective relationship-building Role Details BusinessAditya Birla CapitalUnitAditya Birla Finance LimitedLocationMumbaiRoleTeam Lead - ComplianceDepartmentRisk Management ComplianceEligibility CriteriaGraduate DiplomaRequired Skills Competencies Analytical thinking and attention to detail Investigative and fraud detection skills Integrity and strong ethical standards Effective communication and reporting Process orientation and innovative mindset Networking and stakeholder management Ability to conduct training and awareness sessions Flexibility for travel and on-ground investigations Technical proficiency in MIS and fraud systems Key Responsibilities Key Result AreasSupporting ActionsMonitoring Reporting Cash Transaction Reports Suspicious Transaction Reports Attempted Fraud Transaction AML Screening Alters FIU Alerts FMR 1 2 3 4 Define and oversee all compliance processes and procedures and filings of returns Be the single point of contact for the regulator RBI for all regulatory correspondences and ensure tracking for closure Responsible for Anti-Money Laundering AML monitoring and filing reports with Financial Intelligence Unit-IND Responsible for the implementation of the Prohibition of Insider Trading Policy and E-compliance tool Regular reportings to the RBI and Board i e Fraud reportings KYC template reporting AML reporting quarterly branch reporting to finance etc Review of attempted fraud transactions and reporting to the Financial Intelligence Unit-IND if any Lead regulatory reviews policies Manage all regulatory correspondence and filing of ad-hoc and regular returns on Daksh CIMS portal Compliance Testing KYC AML Risk assessment and reporting to the Board Liaise with internal audit teams and external auditors on compliance issues relating to KYC AML People management and culture-building Oversee the implementation of compliance training programs like refresher training on KYC AML FPC Compliance Culture training Provide oversight and be a coach and mentor on compliance matters and compliance function for other junior colleagues in the compliance function as well as the larger internal stakeholder community Develop and continuously build and enhance the compliance culture in the organization through personal interactions behaviour Refer the links to know more Growth Culture at ABC Stay updated with Life at ABC - Follow our LinkedIn Page Browse our Glassdoor Reviews DisclaimerAditya Birla Capital is committed to provide equal opportunity to all in employment and prohibits discrimination or harassment in any form on the basis of race colour religion ethnicity age gender disability or any other characteristic protected by law Diversity Equity and Inclusion DEI is embedded in our recruitment policies based on our business needs and candidates meeting the eligibility criteria such as qualification skills and experience Important Aditya Birla Capital and its member companies do not demand or accept money from job applicants Any job offer made against a service charge or security deposit or processing fees or background verification expenses or any other terms whether refundable or non-refundable should be considered fake An authentic job offer mail from us will have our domain name adityabirlacapital com Please be aware of fraudsters using fake URLs to mask themselves as senders from reputed organisations Hence always check and verify the email ID Any mail offering a job interview date and asking for personal details should be handled with caution especially if the mail address list also includes email IDs ending with Gmail Yahoo Hotmail Live domains In case a job applicant is offered a job against payment in any form or has accepted employment from fraudulent persons Aditya Birla Capital and its member companies will NOT be held liable and responsible for any consequences thereof Please remain vigilant of such offers and notify us You may also lodge a complaint with the law enforcement agencies Beware of fake websites email IDs Facebook LinkedIn pages that appear similar to ours We reserve the right to initiate any appropriate action as we deem fit