Compliance Officer

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

**Compliance Officer**: - From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Hiring for a Leading Bank- Preparation and collation of data and MIS - Communication with the Senior / Top Management of the Bank for RBI SSM related indents - Collation of RBI SSM related indents - Assisting in RBI...

**Company**: Finhaat **Location** Mumbai **Experience** 6-8 Years **Key Skills** IRDA, Legal Compliances, Compliance, LLB **Position: Compliance or Legal Officer** **Qualification: LLB** **Experience: 4 to 8 years** **Location: Mumbai** **Job description** **Role & responsibilities**: Statutory compliances of Insurance business IRDAI Regulatory...

**POSITION: Compliance Mumbai** Interview : Skype (Kindly share your Skype ID) Location : Sakinaka Metro Mumbai **Mob: +91-6290142813** **Responsibilities**: 1. To handle Statutory HR Labour Compliance. Vendor management. 2. Responsible for Labour Law compliance at PAN India level. 3. Liasoning with labour authorities, regulatory bodies for licences...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

Years of Experience: 6-8 years Qualification-: Qualified CS / LLB Work location: Lower Parel CTC - Best in Industry Job Description - Compliance Officer 1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013,...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

**Designation: Compliance Officer** Experience: 1 -4years Qualification: BCom Age Group : 22 TO 35 only CTC : 15kpm - 35kpm Gender : Any Good Personality Employee: Full time /Permanent job / F2F Interview : with Director for 15 minutes Working Mode : - Monday to Firday (09:30 Am - 06:30 Pm) Work From Office **Work Location**: Naupada, Gaodevi...

**Chief Compliance Officer**: - From 12 to 22 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Regulatory Compliance: The CCO must stay updated on the regulatory environment and ensure that the payments bank complies with all applicable laws, regulations, guidelines, and directives issued by the Reserve Bank...

**Location** Mumbai **Experience** 12-15 Years **Key Skills** Company Secretary, Compliance, RBI, CSR, Companies Act, Compliance and Secretarial, LLB, ca, cs, Statutory Audit - Finance, Internal Audit **Position: Chief Compliance Officer** **Qualification: CA,CS,LLB** **Experience: 12 to 16 years** **Location: Mumbai** **Job description** Key...

CITIZENCREDIT Centre, CTS No. 236, Marve Road, Orlem, Malad West, Mumbai 400064 **Chief Compliance Officer** ***Proven leadership experience in Compliance Department - Minimum 10 years experience in the BFSI sector. An understanding of the regulatory landscape, Banking industry knowledge and the ability to assess risks, solve problems, interpret data...

Exchange related compliance and documentation (BSE, NSE, MCX ETC) - SEBI compliance for stock brokers. Only PROP. - Other day to day exchange related queries and documentation. - All other compliance and exchange related tasks. - Must know how to communicate with NSE and other exchanges for day to day back office work and compliance. - SEBI circular...

**Compliance Testing Officer**: **Job ID**:R0309201**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-12-01**Location**:Mumbai**Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Title: Vice President, Controls Testing & Assurance - Testing Specialist, Singapore/ SE Asia** **Corporate Title:...

**Your success, our tradition** **OBSIDIAN ACHERNAR LIMITED** **Job Title**: Risk and Compliance Officer **Company**: Obsidian Achernar Limited (OAL) **Location**: India/Ghana (Full-Time) **About OAL Financial Services**: Obsidian Achernar Limited is a leading financial services company in Africa. We provide a wide range of financial services which...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Roles and Responsibilities: - Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts., Coordination and Exchange submission, sending suitable reply to the regulatory authorities. - Assisting to internal auditors for...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of...

To Ensure effective implementation of Compliance Management Framework within an organization through timely implementation and monitoring of all regulatory requirements To analyse and comment on draft regulations and circulars issued by regulators To manage regulatory change management by carrying out impact analysis of new laws and regulations and ensuring...