Compliance Officer

2 months ago


Mumbai, India Way2wealth Full time

To Ensure effective implementation of Compliance Management Framework within an organization through timely implementation and monitoring of all regulatory requirements To analyse and comment on draft regulations and circulars issued by regulators To manage regulatory change management by carrying out impact analysis of new laws and regulations and ensuring their dissemination and implementation by the various functions To ensure frame operational processes and policies in co-ordination with the respective functions To handle escalated complaints effectively and implementing the Publication Review Process Maintenance of Advertisement Register and Communication Register Ensuring AML and IRDA Compliance through compliance checks and monitoring the business based on parameters Filing of Regulatory Returns with the Authorities Ensuring implementation of Board approved Policy and processes Attending to audits review of advertisements & Communications


  • Compliance Officer

    4 days ago


    Mumbai, India Majestic Basmati Rice Pvt. Ltd. Full time

    **Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...

  • Compliance Officer

    2 months ago


    Mumbai, India Guidepoint Full time

    **Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

  • Compliance Officer

    6 hours ago


    mumbai, India jai kisan Full time

    We are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...

  • Compliance Officer

    4 weeks ago


    Mumbai, India New India Cooperative Bank Limited Full time

    Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

  • Compliance Officer

    1 month ago


    Mumbai, India SMEST Capital Private Limited Full time

    **JOB DESCRIPTION** **TITLE**: Compliance Officer **LOCATION**: Mumbai 400052 **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBLITIES**: - Responsible for company affairs. - Represent...

  • Compliance Officer

    15 hours ago


    Mumbai, India Skillventory Full time

    **Compliance Officer**: - From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Hiring for a Leading Bank- Preparation and collation of data and MIS - Communication with the Senior / Top Management of the Bank for RBI SSM related indents - Collation of RBI SSM related indents - Assisting in RBI...

  • Compliance Officer

    1 week ago


    Mumbai, Maharashtra, India HR tailor Full time

    Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

  • Compliance Officer

    1 month ago


    Mumbai, India corporate Manpower Services India Full time

    **Location : Dubai** **Position : Compliance Officer** **JOB DESCRIPTION - COMPLIANCE OFFICER** **KEY RESPONSIBILITIES** - Develop, or oversee the development of the institution’s ML/FT/PF risk assessment. - Establish and maintain appropriate AML/CFT policies, procedures, processes and controls. - Ensure day-to-day compliance of the business against...

  • Compliance Officer

    1 week ago


    Mumbai, India XpertReach Full time

    Compliance Officer for PMS/AIF based at Mumbai.Key responsibilities:  Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI...

  • Compliance Officer

    4 days ago


    mumbai, India XpertReach Full time

    Compliance Officer for PMS/AIF based at Mumbai.Key responsibilities:  Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI...

  • Compliance Officer

    1 week ago


    Mumbai, India XpertReach Full time

    Job DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities:  Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...

  • Compliance Officer

    2 months ago


    Mumbai, India UBS Full time

    India - Compliance - Group Functions **Job Reference #** - 274527BR **City** - Mumbai **Job Type** - Full Time **Your role** - Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to speaking up...

  • Compliance Officer

    5 days ago


    Mumbai, India GLOBAL SOLUTIONS Full time

    **POSITION: Compliance Mumbai** Interview : Skype (Kindly share your Skype ID) Location : Sakinaka Metro Mumbai **Mob: +91-6290142813** **Responsibilities**: 1. To handle Statutory HR Labour Compliance. Vendor management. 2. Responsible for Labour Law compliance at PAN India level. 3. Liasoning with labour authorities, regulatory bodies for licences...

  • Compliance Officer

    5 days ago


    Mumbai, India Anzen Technologies Pvt Ltd Full time

    Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

  • Compliance Officer

    1 week ago


    Mumbai, India Consult Hagnos Full time

    Years of Experience: 6-8 years Qualification-: Qualified CS / LLB Work location: Lower Parel CTC - Best in Industry Job Description - Compliance Officer 1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013,...

  • Compliance Officer

    1 week ago


    Andheri, Mumbai, Maharashtra, India Asit C Mehta Investment Interrmediates Full time

    **Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

  • Compliance Officer

    1 month ago


    Mumbai, India Anzen Technologies Pvt Ltd Full time

    Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. Specific: should have knowledge with respect to ISO 270001. Job Location: Mumbai Immediate Joiners are also welcome. Can contact : 8097039829 Schedule: - Day...

  • Compliance Officer

    1 week ago


    Bandra, Mumbai, Maharashtra, India SMEST Capital Private Limited Full time

    **TITLE: Compliance Officer (Minimum Qualification - Company Secretary)** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company...


  • Mumbai, India Mangalam Placement Full time

    **Company**: Easy Home Finance Limited **Location** Mumbai **Experience** 8-10 Years **Key Skills** risk governance, Compliance, Compliance Management, risk compliances, Regulatory Compliance **Position: Chief Compliance Officer** **Qualification: CA,CS** **Experience: 5 to 10 years** **Location: Mumbai** **Job description** Please find the job...

  • Compliance Officer

    1 month ago


    Mumbai, India Quick Placements Full time

    Job Location: Bhandup, Mumbai Post: Compliance Officer Qualification: Company Secretary, LLB or similar Experience: 2+ years Industry Type: Food Processing Industry (Bakery) Roles and Responsibilities - Assisting the business in compliance with various legal requirements, getting Licenses related to Food Industry. - To provide legal support to the sales...