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Compliance Officer

2 months ago

Mumbai, India Way2wealth Full time

To Ensure effective implementation of Compliance Management Framework within an organization through timely implementation and monitoring of all regulatory requirements To analyse and comment on draft regulations and circulars issued by regulators To manage regulatory change management by carrying out impact analysis of new laws and regulations and ensuring their dissemination and implementation by the various functions To ensure frame operational processes and policies in co-ordination with the respective functions To handle escalated complaints effectively and implementing the Publication Review Process Maintenance of Advertisement Register and Communication Register Ensuring AML and IRDA Compliance through compliance checks and monitoring the business based on parameters Filing of Regulatory Returns with the Authorities Ensuring implementation of Board approved Policy and processes Attending to audits review of advertisements & Communications

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