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Stock Exchange Compliance Officer

2 months ago

Mumbai, India Dindayal Biyani Group Full time

Exchange related compliance and documentation (BSE, NSE, MCX ETC)
- SEBI compliance for stock brokers. Only PROP.
- Other day to day exchange related queries and documentation.
- All other compliance and exchange related tasks.
- Must know how to communicate with NSE and other exchanges for day to day back office work and compliance.
- SEBI circular monitoring.
- Back office and admin work.

MUST HAVE ATLEAST 8-10 YEARS EXPERIENCE IN THIS FIELD. IDEALLY SHOULD BE WORKING AT A BROKING HOUSE.

**Salary**: ₹20,000.00 - ₹70,000.00 per month

Schedule:

- Day shift
- Fixed shift

Ability to commute/relocate:

- Mumbai, Mumbai - 400021, Maharashtra: Reliably commute or planning to relocate before starting work (required)

**Experience**:

- SEBI compliance: 6 years (required)
- Stock Broking back office: 7 years (required)
- exchange compliance: 7 years (required)

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