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Chief Regulatory Officer
1 week ago
**Role**:
**Chief Regulatory Officer (KMP Position)**
**Location**:
Mumbai
**Qualification Profile**:
- CA,/CS/LLB/MBA/any relevant PG qualification**Experience**:
20+ Years
**Responsibilities**:
Chief Regulatory Officer:
Detailed Job description:
- To ensure Compliance with Byelaws, Rules and various applicable Regulations. ~~ - To oversee Exchange systems in order to ensure compliance with SEBI SECC Regulations, all applicable laws and regulations. ~~ - To interface regularly with internal and external stakeholders and manage relationships with other Exchanges, SEBI and other regulatory bodies. ~~ - To oversee the critical regulatory functions like Compliance, Surveillance, Investigation, Listing, Investor Grievance, Arbitrations, Investor Protection Fund, Member Regulations and Inspections. ~~ - To spearhead all SEBI Inspection / Regulatory Audits.~~ - To work closely with internal business leaders and Legal to evaluate and interpret the regulatory impact of ongoing and proposed rule and regulations. ~~ - To represent the Exchange at external meetings and conferences on regulatory matters, to set Regulatory Policies, Procedures, SOPs for the Exchange. ~~ - To formulate and implement the Regulatory Budgets. ~~ - To ensure, market surveillance activities are properly executed by the Surveillance team. ~~ - To review and approve disciplinary proceedings against members.~~
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