Compliance Officer
3 weeks ago
SCOPE OF WORK : DP Head and Compliance Officer:
- VAR File Updating (Pledge & MTF Module).
- MTF Report Checking.
- Holding Statement Reporting to All Exchanges.
- Creation of Pledge
- Release of Pledge
- Pledge & Re-Pledge Reconciliation.
- MTF Stock Reconciliation.
- Margin Reporting Checking.
- Valuation of Securities & Margin Verifying for Segregation file Daily.
- Cross Bill Daily.
- CDAS Report Checking.
- Downloading files from CDAS as required.
- BO Grievance Report Submitting to CDSL.
- Upload the details of all complaints received during the month to all Exchanges (NSE/BSE/MCX) and on Website.
- STR Reporting to BSE Monthly.
- Reporting to concern exchanges as informed by COO.
- Supporting all department as they required.
- Concurrent Audit of CDSL with the help of Amruta.
- Requirements of Internal Audit and Inspection of CDSL and Exchanges as informed by COO.
- System setting / Master setup in Tradeplus / Cross
- Solving software related Query with Tradeplus
Billing / Arbitrage scope of work
- Entire Billing process of CASH, FNO,MCX, CURRENCY
- Short Payin & Payout reporting to exchange and client
- Span file upload.
- Daily Brokerage statement and bill summary reporting to Anil Sir
- Arbitrage Billing Process
- Margin upload and checking and verification
**Job Types**: Full-time, Permanent
**Salary**: ₹55,000.00 - ₹60,000.00 per month
**Benefits**:
- Paid time off
Schedule:
- Day shift
- Fixed shift
- Monday to Friday
- Morning shift
Supplemental pay types:
- Performance bonus
**Experience**:
- VAR,pledge reconciliation,report making: 4 years (required)
- DP Head and Compliance Officer.: 4 years (required)
- billing process,stock recpnciliation: 3 years (required)
**Location**:
- Andheri, Mumbai, Maharashtra (required)
Ability to Commute:
- Andheri, Mumbai, Maharashtra (required)
Ability to Relocate:
- Andheri, Mumbai, Maharashtra: Relocate before starting work (required)
Work Location: In person
**Speak with the employer**
+91 6398843607
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