Compliance Officer

**Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

**Job Title**-Compliance Officer **Industry**-FMCG **Educational Qualification**-Any Graduate **Job Location**-Mumbai, Andheri East **Years of Experience**-2 to 7 years - The ESIC & PF Compliance Officer is responsible for ensuring that the organization complies with all statutory obligations related to the Employees' State Insurance Corporation (ESIC)...

**Job Title: Legal & Compliance Officer** **Department**: Legal & Compliance **Position Type**: Full-Time (On Site) **About Quantsapp** For more details about our company, the link is provided below: **Job Overview**: The Legal & Compliance Officer is responsible for overseeing and managing the company’s legal and regulatory compliance functions. This...

Responsibilities: 1. Membership Compliance: - Ensure adherence to all membership obligations and regulatory requirements. - Monitor and review compliance with internal policies and external regulations related to stockbroker activities. 2. Surveillance Alerts: - Handle and investigate surveillance alerts in a timely manner. - Analyse trade and transaction...

**Designation : Company Secretory /Compliance Officer **Location - Andheri West -Mumbai to manage corporate governance, regulatory compliance, and ensure efficient administration across the organization. **Experience-**At least **3-4 ye**ars in a similar role, preferably with listed companies. **Role Description** This is a full-time role based in...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

**Job Summary** The Compliance Officer(Construction) at Padam Interiors is responsible for ensuring that the company adheres to legal standards and in-house policies. They will be tasked with enforcing regulations in all aspects and levels of business as well as providing guidance on compliance matters. This role is crucial for maintaining the company's...

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

**TITLE: Compliance Officer [Fresher]** **Must have received their CS Id number** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for...

Urgent Requirement for the post of Compliance Officer  Exp - 2 Years  Location: Goregaon Mumbai   Key Responsibilities: - Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) - Analyze, prepare the gist and implications of regulatory communication and broadcast it - Prepare a compliance checklist (both, on-going...

**Urgent Requirement for the post of Compliance Officer** ** Exp - 2 Years** ** Location: Goregaon Mumbai** **Education - Commerce graduates doing compliance related work** **1. Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) Analyze, prepare the gist and implications of regulatory communication and broadcast it...

**Company Profile: A9 Finsight Pvt. Ltd. is an AMC. It is an investment manager of an AIF (Category III).** Job Profile **Job Profile**:Compliance Officer** **Responsibilities**: 1) Initiate, drive process rigor and accuracy, execute and manage compliance under Corporate & Other Laws. 2) Work with different stakeholders within and outside the business to...

**Our Exciting Opportunity**: The Compliance Office within Group Function (GF) Legal Affairs & Compliance develops and maintains Ericsson’s Ethics and Compliance Program (E&C Program). Members of the E&C team sitting in the Market Areas or operational units are responsible for supporting and monitoring the execution of the E&C program in all operating...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

Urgent Hiring For Company Secretary and Compliance Officer at Andheri. Job Location : Andheri (W). Experience Required : 10 to 12 years Salary : 70,000/- to 1,00,000/- per month Your detailed scope of work as Company Secretary and Compliance Officer of the company shall include: 1. Carrying out Compliances relating activities pursuant to Listing...

Job Description - Compliance Officer **About Worldline** Worldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5...

Job Description - Compliance Officer (240000GF) - Job Number: 240000GF Requisition Title : Compliance Officer **Description**: **Your team responsibilities** On the forefront of the financial services industry, MSCI’s Compliance team offers a fast-paced yet collegial environment, which is created through a strong culture of teamwork and close working...

Job Description: Company Secretary and Compliance Officer **Position Title**: Company Secretary and Compliance Officer **Reporting To**: Board of Directors / CEO/CFO **Location**: Mumbai **Type**: Full-Time **About the Company** Apollo Finvest (India) Limited is a leading listed Non-Banking Financial Company (NBFC) recognized for its excellence in...

**TITLE: Compliance Officer (Minimum Qualification - Company Secretary)** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company...

**Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...