Compliance Officer

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

**Compliance Testing Officer**: **Job ID**:R0331338**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-02**Location**:Mumbai**Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Tit **le**:Assistant Vice President, Control Testing & Assurance - Testing Specialist** **Corporate Title: Assistant Vice...

**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

Role - Audit Assistant - Experience - 1 to 2yrs - Location - Khar West, Mumbai - Mode - Work From Office **Requirements ** - Conducting various auditing and compliance activities of the - Company/Trust/Firm/LLP/Individual - Check and verify financials statement with regards to compliance with the Indian GAAP, and applicable law - Preparation of...

Role - Audit Assistant - Experience - 1 to 2yrs - Location - Khar West, Mumbai - Mode - Work From Office **Requirements ** - Conducting various auditing and compliance activities of the - Company/Trust/Firm/LLP/Individual - Check and verify financials statement with regards to compliance with the Indian GAAP, and applicable law - Preparation of...

Manage all employee and business process compliance activity for the entire company - Analyze all in-force contracts to make sure that each client is getting what they paid for - Collaborate with management team to make sure that the entire company is aware of compliance requirements and issues - Develop internal controls and policies designed to ensure that...

Job Title: Compliance Officer - Mutual Fund Compliance Location**:Mumbai (on-site: Andheri/Belapur)** Experience**:3+ years in Mutual Fund compliance** Job Summary: We are currently looking for compliance professionals with a graduation degree **from AMC, financial or NBFC industry **with **minimum 3 years of experience in Mutual Fund compliance.** Roles...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

**JOB DESCRIPTION** **TITLE**: Compliance Officer **LOCATION**: Mumbai 400052 **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBLITIES**: - Responsible for company affairs. - Represent...

**Job Title: Security and Compliance Officer** **Location: Borivali West, Mumbai** **Company: Global Advertisers Pvt Ltd** Global Advertisers Pvt Ltd is seeking diligent and experienced retired police officers to join our team as Security and Compliance Officers. The primary responsibilities include monitoring CCTV cameras, ensuring billboards and...

India - Compliance - Group Functions **Job Reference #** - 274527BR **City** - Mumbai **Job Type** - Full Time **Your role** - Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to speaking up...

Job Title: Field Officer **Responsibilities**: **1. Documentation Submission**: - Handle the submission of all necessary documentation to PF, ESIC, labor offices, and other relevant authorities. - Ensure that all paperwork is completed accurately and submitted in a timely manner to avoid any penalties or delays. **2. PF Withdrawal and Transfer**: -...

Designation: - COMPANY SECRETARY & COMPLIANCE OFFICER - Location: - Mumbai, India - Experience: - 7- 10 years or Past Experience of NSE / BSE Listed Companies - Qualification: - Graduate (any) & CS - Process: - CS & Legal - Role & Responsibility1, - Arranging and conducting Board Meetings, Committee Meetings & General Meetings (AGM & EGM) as specified...

**Job Title**:Company Secretary with LLB **Industry Vertical**:Shipping & Logistics **Company Overview**: Datastraw is looking to onboard a Company Secretary in collaboration with its esteemed partner in the Shipping & Logistics vertical. The group originated as one of India’s largest port servicing businesses and since has expanded across Logistics,...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

Hiring for Field Officer Location: Ghatkopar **Salary**: 18k to 25k CTC+ Travel allowance+ Food Allowance Job Profile: **1. Documentation Submission**: - Handle the submission of all necessary documentation to PF, ESIC, labor offices, and other relevant authorities. **2. PF Withdrawal and Transfer**: - Provide assistance with PF withdrawal, transfer, and...

Requirement: Company Secretary Location : Mumbai (Dadar West ) Pay Budget :8Lpa to 13Lpa Profile: Core areas to be screened Incorporation of Foreign companies Secretarial services for companies & LLP's ROC Filings. Years of Experience post qualifying for CS 2+ Years of in experience Practising CS Industry No age bar male female both welcomed 1....

Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

From 13 to 23 year(s) of experience ₹ 15-25 Lacs P.A. - Mumbai (All Areas) ( Lower Parel)**Roles and Responsibilities** **Core Responsibilities**: - Oversee compliance within the company to ensure our operational and financial systems and processes are in accordance with relevant legislation - Establish standards and implement procedures to ensure that...