Compliance Officer

**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

**JOB DESCRIPTION** **TITLE**: Compliance Officer **LOCATION**: Mumbai 400052 **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBLITIES**: - Responsible for company affairs. - Represent...

India - Compliance - Group Functions **Job Reference #** - 274527BR **City** - Mumbai **Job Type** - Full Time **Your role** - Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to speaking up...

**Company**: Easy Home Finance Limited **Location** Mumbai **Experience** 8-10 Years **Key Skills** risk governance, Compliance, Compliance Management, risk compliances, Regulatory Compliance **Position: Chief Compliance Officer** **Qualification: CA,CS** **Experience: 5 to 10 years** **Location: Mumbai** **Job description** Please find the job...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

**About Brickwork Ratings** Brickwork Ratings (BWR) is one of India’s leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public...

COMPANY OVERVIEW Headquartered in Tokyo, SMBC is one of the largest Japanese banks by assets (with over 238,700 billion in total assets), with strong credit ratings across the globe. The bank offers personal, corporate and investment banking services to their customer network that extends across 39 countries and regions, 15 of which are in Asia. The...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4-7 yrs Salary - 30-60 k pm Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock...

Role : Compliance Officer Industry : Fintech / NBFC Budget : upto 35 LPA Location : Mumbai (Hybrid) ResponsibilitiesMaintain oversight of all regulatory developments in the NBFC/Banking/Payments related businesses to proactively manage the potential regulatory riskTranslate applicable requirements to Branch’s context and educate internal...

Role : Compliance Officer Industry : Fintech / NBFC Budget : upto 35 LPA Location : Mumbai (Hybrid) ResponsibilitiesMaintain oversight of all regulatory developments in the NBFC/Banking/Payments related businesses to proactively manage the potential regulatory riskTranslate applicable requirements to Branch’s context and educate internal...

Role : Compliance Officer Industry : Fintech / NBFC Budget : upto 35 LPA Location : Mumbai (Hybrid) Responsibilities Maintain oversight of all regulatory developments in the NBFC/Banking/Payments related businesses to proactively manage the potential regulatory risk Translate applicable requirements to Branch’s context and educate internal...

Your RoleAs the Chief Compliance and Risk Officer for Gen Re India Branch, you will report to the Chief Executive Officer of India Branch, Corporate General Counsel and Chief Risk Officer, GRAG Germany. You will lead the local regulatory compliance and risk function and also serve as the branch’s Information Security Officer. You will be contact point for...

Your Role As the Chief Compliance and Risk Officer for Gen Re India Branch, you will report to the Chief Executive Officer of India Branch, Corporate General Counsel and Chief Risk Officer, GRAG Germany. You will lead the local regulatory compliance and risk function and also serve as the branch’s Information Security Officer. You will be contact point...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

**Job Title: Security and Compliance Officer** **Location: Borivali West, Mumbai** **Company: Global Advertisers Pvt Ltd** Global Advertisers Pvt Ltd is seeking diligent and experienced retired police officers to join our team as Security and Compliance Officers. The primary responsibilities include monitoring CCTV cameras, ensuring billboards and...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of...