Professional - Compliance Supports
4 weeks ago
Education/ Experience and Skill Requirement- 5-7 years of overall experience-
- Understanding of various compliance programs like code of conduct, compliance manual, personal share trading, conflict of interests, anti-bribery and anti-corruption-
- Worked on compliance audit and reviews-
- Worked on compliance related MIS reports-
- Knowledge of personal share trading rules is preferred-
- Acquires/ demonstrates business maturity-
- Acts as a team player-
- Excellent written and verbal communication skills**Responsibilities**:
- Ensure effective implementation of compliance policies (Code of Business Conduct, Compliance Manual, policies on conflict of interest) for Acuity Knowledge Partners Gurgaon offices-
- Conduct compliance trainings for new joiners-
- Conduct compliance trainings for client specific teams-
- Conduct various compliance audits-
- Prepare periodic compliance MIS reports-
- Ensure effective closure of compliance related help desk tickets
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