Compliance

IT compliance focuseson ensuring that an organization adheres to industry regulationsstandards and internalpolicies related to information technology and data security. Responsibilities: ITcompliance specialist is responsible for ensuring that anorganizations IT practices align withrelevant laws regulations and industry standards. 1.RegulatoryCompliance:...

IT compliance focuseson ensuring that an organization adheres to industry regulationsstandards and internalpolicies related to information technology and data security.Responsibilities:ITcompliance specialist is responsible for ensuring that anorganizations IT practices alignwithrelevant laws regulations and industry standards.1.RegulatoryCompliance: Ensure...

Job Title: Compliance Experience: 5 to 12 years Location: Mumbai Responsibilities : To be a part of Financial Crime Compliance FCC Team for KYC, AML anti money launderingCo-ordinating with Reserve Bank of India for the Risk Based Supervision exercise and coordinating responses for any finding Conducting training and awareness workshops for staff on general...

To handle **Payroll / Establishment / Vendor / Factory related compliance activities of clients** Assist the clients in effectively handling queries, objections and inspection by authorities. Should have experience in either of S&E Act, Bonus Act, LWF Act, Factory Act, Factory compliances, Factory Audit, Vendor Audit, Knowledge in PF & ESI, Payroll...

Company Overview Established in 1927, Podar Education Network is a renowned educational institution with over 95 years of experience in the field. We have a network of 139 educational institutions across the nation, offering a wide range of educational streams. Our commitment to delivering quality education through integrity has made us a trusted name in...

Company OverviewEstablished in 1927, Podar Education Network is a renowned educational institution with over 95 years of experience in the field. We have a network of 139 educational institutions across the nation, offering a wide range of educational streams. Our commitment to delivering quality education through integrity has made us a trusted name in the...

Reporting to:Functional reporting to Chief Compliance Officer and dotted reporting to the Head Digital HubJob Purpose :The Lead Compliance role at a Small Finance Bank's Digital Hub in India is responsible for ensuring the institution's compliance with all statutory and regulatory requirements related to banking and financial services. The role is...

**Roles And Responsibilities : -** - Ensure timely generation of Alerts and disposing off, maintain MIS, filing STRs etc. - Ensure AML related FIU filings and reporting compliances - Ensure Surveillance Alerts related filings and reporting compliances - Ensure periodic and instance based operational compliance requirements relating to Exchange, Depository,...

Compliance Analyst, Conflicts of interest, Global Controls – Mumbai The Team Morningstar’s Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in...

Role Job Title : Senior Compliance Manager – Compliance Testing Function Department:  Compliance Job Purpose: Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking regulations,...

Role Job Title : Senior Compliance Manager – Compliance Testing Function Department:  Compliance Job Purpose: Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking...

JOB Duty: 1. Prepare a compliance list required as per transactions 2. Follow-up and monitor pre and post compliance and covenants periodically 3. Work on general compliance activities of the trustee transactions 4. Prepare and review various SEBI regulatory reports/submissions, internal processes/policies, and other documents and ensure compliance with...

JOB Duty:1. Prepare a compliance list required as per transactions 2. Follow-up and monitor pre and post compliance and covenants periodically 3. Work on general compliance activities of the trustee transactions 4. Prepare and review various SEBI regulatory reports/submissions, internal processes/policies, and other documents and ensure compliance with the...

Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...

**Job Roles and Responsibility**: - To handle Payroll / Establishment / Vendor / Factory related compliance activities of clients - Assist the clients in effectively handling queries, objections and inspection by authorities. - Should have experience in either of S&E Act, Bonus Act, LWF Act, Factory Act, Factory compliances, Factory Audit, Vendor Audit,...

Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The successful...

Our company is searching for a motivated and experienced AM-Compliance Officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines. Your duties will include reviewing employee work, developing company policies, and responding to policy violations.Responsibilities:Implement and manage an effective legal...

Our company is searching for a motivated and experienced AM-Compliance Officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines. Your duties will include reviewing employee work, developing company policies, and responding to policy violations. Responsibilities: Implement and manage an effective...