Compliance Specialist

2 months ago


Mumbai, India Treelife Full time

Position to be hired for Qualified Company Secretary - Associate/Sr. Associate

Department: Compliance

Location: BKC, Mumbai


Job Responsibilities:

  • Assistance in compliance due diligence in Venture Capital transactions
  • Reviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.
  • FEMA compliance like FCGPR, FCTRS, ODI, APR, FLA
  • Advising foreign companies to establish a presence in India
  • Lead compliance for VC funding transactions
  • Strike off of the company under Fast Track Exit Scheme
  • ESOP/ Phantom Stocks compliance
  • Manage team members to provide quality deliverables
  • Ongoing interaction with clients and stakeholders in the Company
  • Implementing processes or systems to help ensure good management of the organization or compliance with legislation for the clients
  • Stay abreast with changes in the legal and regulatory landscape
  • Maintain and update policies based on changes in industry regulations and approach
  • Advice clients on risks from a compliance perspective while actively solving problem statements


Key Requirement:

  • A Company Secretary with a strong academic background with a minimum of 3-6 years experience post qualification.
  • Ability and willingness to work in a fast-paced environment
  • Solution-oriented
  • Excellent communication skills


  • mumbai, India Cloudserv Business Solutions Full time

    Company Overview Cloudserv is a team focused on building comprehensive payroll and compliance management solutions for organizations. We deliver accurate, secure, and web-enabled services to clients across industries. Job Overview Mid-Level Compliance Specialist with 4 to 6 years of experience in regulatory compliance, risk assessment, policy development,...


  • mumbai, India Smith+Nephew Full time

    Role: Compliance Specialist Location: Mumbai Life Unlimited . At Smith+Nephew, we design and manufacture technology that takes the limits off living. Are you interested in Compliance portfolio? Then this is the role you should apply. We are seeking for a compliance Specialist as the role supports implementation of global policies, and...


  • Mumbai, India Smith+Nephew Full time

    Role: Compliance Specialist Location: Mumbai Life Unlimited . At Smith+Nephew, we design and manufacture technology that takes the limits off living. Are you interested in Compliance portfolio? Then this is the role you should apply. We are seeking for a compliance Specialist as the role supports implementation of global policies, and other...

  • Compliance Specialist

    2 months ago


    Mumbai Suburban, India Cloudserv Business Solutions Full time

    Company OverviewCloudserv is a team focused on building comprehensive payroll and compliance management solutions for organizations. We deliver accurate, secure, and web-enabled services to clients across industries.Job OverviewMid-Level Compliance Specialist with 4 to 6 years of experience in regulatory compliance, risk assessment, policy development,...


  • Mumbai, India TD SYNNEX Full time

    Job Purpose:   The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...


  • mumbai, India Tech Data Advanced Private Limited Full time

    Job Purpose: The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders...


  • Mumbai, Maharashtra, India Skill Ventory Full time

    Roles and Responsibilities 1. Handling compliance related matters from SEBI and RBI perspectiveProvide Compliance advisory to stakeholders from perspective of SEBI/RBI regulationsHandling of work related to code of conduct framed under SEBI (Prohibition of Insider Trading)regulationsExposure of handling the Regulatory inspection/ audit etc.Exposure of...


  • Mumbai, Maharashtra, India Eram Talent Full time

    We are looking for a qualified Field Compliance Coordinator/Specialist to join its team. We provide recruitment solutions to various industries including Oil & Gas, Petroleum, Infrastructure, Energy, Water, Transportation, Science & Technology and Health Care. The selected candidate will be responsible for ensuring the company's compliance with all...


  • Mumbai, India NPCI Bharat BillPay Ltd. Full time

    Role: Sr. Associate ComplianceRole Contour: Manage surveillance, enforcement and compliance for ecosystem partners and members to ensure adherence to set standards and processes of NBBLJob Responsibilities: Engage with the team in formulation of policies and processes for ecosystem partners and members, initiate measures and oversee execution to maintain...

  • Compliance Specialist

    2 weeks ago


    Mumbai, India NPCI Bharat BillPay Ltd. Full time

    Role: Sr. Associate ComplianceRole Contour: Manage surveillance, enforcement and compliance for ecosystem partners and members to ensure adherence to set standards and processes of NBBLJob Responsibilities: Engage with the team in formulation of policies and processes for ecosystem partners and members, initiate measures and oversee execution to maintain...

  • Compliance Specialist

    2 weeks ago


    mumbai, India NPCI Bharat BillPay Ltd. Full time

    Role: Sr. Associate Compliance Role Contour: Manage surveillance, enforcement and compliance for ecosystem partners and members to ensure adherence to set standards and processes of NBBL Job Responsibilities: Engage with the team in formulation of policies and processes for ecosystem partners and members, initiate measures and oversee execution to...

  • Compliance Specialist

    2 months ago


    Mumbai, India Treelife Full time

    Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...


  • Mumbai, India NPCI Bharat BillPay Ltd. Full time

    Role: Sr. Associate ComplianceRole Contour:Manage surveillance, enforcement and compliance for ecosystem partners and members to ensure adherence to set standards and processes of NBBLJob Responsibilities:Engage with the team in formulation of policies and processes for ecosystem partners and members, initiate measures and oversee execution to maintain...


  • Mumbai, India Eram Talent Full time

    We are looking for a qualified Field Compliance Coordinator/Specialist to join its team. We provide recruitment solutions to various industries including Oil & Gas, Petroleum, Infrastructure, Energy, Water, Transportation, Science & Technology and Health Care. The selected candidate will be responsible for ensuring the company's compliance with all...


  • Mumbai, India Eram Talent Full time

    We are looking for a qualified Field Compliance Coordinator/Specialist to join its team. We provide recruitment solutions to various industries including Oil & Gas, Petroleum, Infrastructure, Energy, Water, Transportation, Science & Technology and Health Care. The selected candidate will be responsible for ensuring the company's compliance with all...


  • mumbai, India Eram Talent Full time

    We are looking for a qualified Field Compliance Coordinator/Specialist to join its team. We provide recruitment solutions to various industries including Oil & Gas, Petroleum, Infrastructure, Energy, Water, Transportation, Science & Technology and Health Care. The selected candidate will be responsible for ensuring the company's compliance with all...


  • Mumbai, Maharashtra, India Eram Talent Full time

    We are looking for a qualified Field Compliance Coordinator/Specialist to join its team. We provide recruitment solutions to various industries including Oil & Gas, Petroleum, Infrastructure, Energy, Water, Transportation, Science & Technology and Health Care. The selected candidate will be responsible for ensuring the company's compliance with all...


  • Mumbai, India LexisNexis Risk Solutions Full time

    South Asia Sales Specialist - Financial Crime & Compliance (FCC) Solution SpecialistDo you enjoy creating a successful sale strategy?Are you an experienced sales professional that has proven go-to-market strategies?About the TeamLexisNexis Risk Solutions is the essential partner in the assessment of risk. Within our Business Services vertical, we offer a...


  • Mumbai, India LexisNexis Risk Solutions Full time

    South Asia Sales Specialist - Financial Crime & Compliance (FCC) Solution SpecialistDo you enjoy creating a successful sale strategy?Are you an experienced sales professional that has proven go-to-market strategies?About the TeamLexisNexis Risk Solutions is the essential partner in the assessment of risk. Within our Business Services vertical, we offer a...


  • navi mumbai, India Lubrizol Corporation Full time

    About Lubrizol   The Lubrizol Corporation, a Berkshire Hathaway company, is a specialty chemical company whose science delivers sustainable solutions to advance mobility, improve wellbeing and enhance modern life. Founded in 1928, Lubrizol owns and operates more than 100 manufacturing facilities, sales, and technical offices around the world and has about...