Compliance Executive

Company Secretary (CS) minimum experience of 3 years in a listed company. Location Worli Mumbai To oversee Secretarial Compliances of the Company with MCA, BSE, RBI for NBFC regulations. Must be well versed with SEBI LODR regulations, PIT Regulations, SAST Regulations and other regulations as applicable to BSE listed Company. Also must be well versed with...

Hello Connection, Experience: - 0-1 year. Qualification: - B.COM. Designation: - Compliance Executive. Location: - Mira Road. **Salary**: ₹100,000.00 - ₹300,000.00 per month Schedule: - Day shift Ability to commute/relocate: - Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required) **Experience**: -...

Supporting the provision of company secretarial services to legal entities and directors, including: - Statutory compliance - Board meeting administration and General Meeting documentation - Share transfer executions - Document execution - Training as a Company Secretary within a Company Secretarial Function and providing cover for the team in the absence...

Supporting the provision of company secretarial services to legal entities and directors, including: - Statutory compliance - Board meeting administration and General Meeting documentation - Share transfer executions - Document execution - Training as a Company Secretary within a Company Secretarial Function and providing cover for the team in the absence...

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted,...

Mumbai, Vile Parle East - Share Compliance Executive for a Pharmaceutical Company Job Location: Vile Parle East (Mumbai) Maharashtra Total Requirements: 2 Experience: 3 to 5 Years Working experience in any Pharmaceutical Company as a Compliance Executive - Experience- 3 - 6 Years- Salary- 3 Lac 50 Thousand To 5 Lac P.A.- Industry- Health Care /...

**Compliance Executive** **Mumbai, Maharashtra** **About the company** Ketto is Asia's largest tech enabled crowdfunding platform with a vision - Healthcare for all. We are a profit making organization with a valuation of more than 100 Million USD. With over 1,100 crores raised from more than 60 lakh donors we have positively impacted the lives of 2 lakh+...

Compliance Executive: We are looking for Immediate Joiners with 3-7 years experience in statutory and Labor law compliances PF, ESIC, PT, LWF Knowledge of excel is a must. Ensure adherence to all statutory compliances which include Shops & Establishment Registration & renewal, Contract Labor Regulation & Abolishment Act, and Minimum wages Act across for...

**Job Description**: - UAN/ESIC No. Generation - PF / ESIC Challan - PT Returns - MLWF Challan - Payroll Process - Statutory Compliances Documents making - Mail Co.ordination **Salary**: ₹25,000.00 - ₹30,000.00 per month Schedule: - Day shift **Experience**: - compliance executive: 4 years (preferred) Work Location: In person **Speak with the...

The KPMG brand is a valuable asset to the organisation. The Marketing Compliance team helps protect the KPMG brand in India. The team works with business teams to make their marketing initiatives compliant with guidelines laid down by KPMG International. The Compliance team has an opening for a Sr. Analyst / Executive who will help achieve the team's...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage...

Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring &...

**Job Purpose**: **Principal Accountabilities**: - Ensure compliance with all corporate laws for private companies including Companies Act and RBI regulations. - Support for all secretarial functions including drafting minutes, agenda, notices etc. of meetings, minutes, e-filing of documents, maintaining and updating all statutory books, registers, records,...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

*** **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. *** **Role...

Expertise in ensuring adherence and regulatory alignment Extensive background in auditing and ensuring compliance Proficient in liaising with financial institutions Management of KYC documentation procedures Exceptional communication abilities Experience in Compliance, audit, and bank coordination

Handling SEBI / Exchange Inspection & Internal Audit - Submission of Reports to Exchange (Annual Returns/Annual Compliance Report) - Reply to queries/notices of Exchange - Handling Client Grievances **Job Types**: Full-time, Permanent **Salary**: From ₹25,000.00 per month Schedule: - Monday to Friday - Morning shift **Experience**: - total work.: 2...

MAIN RESPONSIBILITIES The compliance analyst will be responsible for: Working with the Senior Compliance Manager to facilitate onboarding and training of new team members locally for respective Center of Expertise (CoEs). Working with the Assessment and Testing team to identify and develop testing protocols for all aspects of the Global Compliance...