Compliance Associate

Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring &...

Apply for Associate, Compliance, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for 3 - 5 Year of Experience on

Apply for Associate, Compliance, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for 3 - 5 Year of Experience on TimesJobs.com.

The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

About the role: The Compliance Associate will report into the Global Head of Internal Controls, located in Compliance function of DBRSM. Job responsibilities: Main activity • Monitoring the emails / MS teams messages in order to comply with the Electronic Communications Global Policy Others • Execute general monitoring activities in-scope and ensure...

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

Company Description - Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. - Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

**Role/ Job Title**: Associate Compliance **Function/ Department**: Compliance **Location**: - Mumbai **Job Purpose**: The role entails the responsibility to support compliance manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Primary Responsibilities**: Support all business operations relating to...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...

Description Primary functions and responsibilities Conducting period reviews of existing customers, to confirm the information on file, reconfirm customers ownership structure, conduct PEP/negative news and sanctions check to ensure KYC completeness, accuracy and quality/readiness. Prepare documentation to support reviews conducted and to...

Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...

Description Primary functions and responsibilities Conducting period reviews of existing customers, to confirm the information on file, reconfirm customers ownership structure, conduct PEP/negative news and sanctions check to ensure KYC completeness, accuracy and quality/readiness. Prepare documentation to support reviews conducted and...

**Company Overview**: Zama Organics is a leading player in the food industry, dedicated to providing high-quality culinary products and services to our customers. As we continue to expand our operations, we are seeking a talented and detail-oriented Accounts/Sales Associate to manage receivables and ensure compliance with regulatory requirements, including...

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

**Position**: Auditor Compliance **Work Location**: Mumbai **Experience**: 6+ years **Salary/CTC** - As per industry standard **Notice Period**: Immediate/1-month **Qualifications**: BE / BSc IT/ BSc Computer Science / BTech / ME / MTech facing internal & external ISO 20000 / ISO 27001 / ISO 22301 / ISO 9001 audits, measuring & monitoring process...

Position to be hired for Qualified Company Secretary - Associate/Sr. Associate Department: Compliance Location: BKC, Mumbai Job Responsibilities: Assistance in compliance due diligence in Venture Capital transactions Reviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis....

Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...

**POSITION: Compliance Mumbai** Interview : Skype (Kindly share your Skype ID) Location : Sakinaka Metro Mumbai **Mob: +91-6290142813** **Responsibilities**: 1. To handle Statutory HR Labour Compliance. Vendor management. 2. Responsible for Labour Law compliance at PAN India level. 3. Liasoning with labour authorities, regulatory bodies for licences...

Years of Experience: 6-8 years Qualification-: Qualified CS / LLB Work location: Lower Parel CTC - Best in Industry Job Description - Compliance Officer 1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013,...