Compliance Audit Associate

1 month ago

Mumbai, India Third Bridge Full time

Company Description
- Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities.
- Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight offices across three continents and a global client base.
- Whether it is facilitating a private conversation with an industry veteran, moderating a dialogue between experts and investors, or extracting insights from within the supply chain of a poorly documented industry, we are on our clients side, helping them to make informed investment decisions.

**Job Description**:
**Position Overview**

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join our newly established Third Bridge Connections Audit team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across all our international offices.

**Skills**
- Organised with excellent attention to detail and analytical skills.
- Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices in order to gather information.
- Excellent team player who is outcome-oriented and self-motivated
- Ability to respond effectively to changing business needs
- Ability to perform end-to-end business process analysis and design gap
- Ability to critically evaluate and identify risks with a commercial mindset.
- Excellent oral and written communication skills.

**Responsibilities**
- Perform reviews of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.
- Prepare draft Compliance Audit Reports in liaison with Senior Analyst and Analyst.
- Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
- Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management and Business Team in a timely manner.
- Stay up-to-date with the latest compliance requirements and any relevant legislative changes.
- Work closely with our IT team to gather or explore internal data as required.
- Undertake risk-based special projects which have arisen through Compliance Audit Reports, input from internal stakeholders based on business objectives, and communication between the business and Compliance Audit senior management.

**Qualifications**:
**Qualifications**
- Previous internal audit experience is required.
- Degree level qualification (or equivalent).
- Fluent in both written and spoken English is essential

Additional Information

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