Senior Compliance Manager-Compliance Testing

Role Job Title : Senior Compliance Manager – Compliance Testing Function Department:  Compliance Job Purpose: Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the...

A Position Overview Position Title Senior Manager - Compliance Department Compliance Level/Band 501 Location Mumbai Role Summary:    Partnering with business to comply laws, regulations, initiatives and distribution tie-ups smoothly. Drive Implementation of various notifications from Authorities by coordinating with...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing and Monitoring team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Risk Management Sr. Analyst performs risk-based testing of Citi’s compliance risks in order...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing and Monitoring team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Risk Management Sr. Analyst performs risk-based testing of Citi’s compliance risks in order...

**Function of the Department: - ** Compliance Department works closely with the business partners to manage the Bank’s regulatory / compliance risk by balancing its objective to maximise returns against an acceptable risk profile. The compliance department, partners with stakeholders in developing controls and adequate governance framework and also...

About PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy and sell online for our + merchants and millions of consumers. As a leading...

About PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy and sell online for our + merchants and millions of consumers. As a leading...

Roles and Responsibilities • Ensure due compliance under the Companies Act, 3, SEBI Regulations, FEMA, RBI and other applicable laws;• Ensuring governance-related requirements are met;• Assist in ensuring that appropriate Company Secretarial Practices are developed, implemented and continuously improved as per relevant regulatory requirements...

MAIN RESPONSIBILITIES The compliance analyst will be responsible for: Working with the Senior Compliance Manager to facilitate onboarding and training of new team members locally for respective Center of Expertise (CoEs). Working with the Assessment and Testing team to identify and develop testing protocols for all aspects of the Global Compliance...

MAIN RESPONSIBILITIES The compliance analyst will be responsible for: Working with the Senior Compliance Manager to facilitate onboarding and training of new team members locally for respective Center of Expertise (CoEs). Working with the Assessment and Testing team to identify and develop testing protocols for all aspects of the Global Compliance...

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

CITIZENCREDIT Centre, CTS No. 236, Marve Road, Orlem, Malad West, Mumbai 400064 **Chief Compliance Officer** ***Proven leadership experience in Compliance Department - Minimum 10 years experience in the BFSI sector. An understanding of the regulatory landscape, Banking industry knowledge and the ability to assess risks, solve problems, interpret data...

- Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines.- Perform compliance testing, internal compliance reviews & monitoring activities. - Ensure strict adherence to all regulatory requirements, guidelines, and directives...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Working in the Compliance and Risk Team, C&R Manager will be working alongside the Head -C&R to ensure the integrity of the day-to-day operations of a wide range of Compliance processes being delivered from the service centre. This is a generalist role where C&R Manager would be expected to get involved with all areas of the compliance and risk function.  ...

**Controls Testing & Assurance, Compliance Testing Tester (Origination & Advisory / Research)**: **Job ID**:R0305102**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-18**Location**:Mumbai**Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Title: Controls Testing & Assurance, Anti Financial Crime...

A Position Overview Position Title Assistant Manager - Compliance Department Compliance Level/Band 301 Role Summary:  Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements. B Organizational Relationships Reports To AVP – Compliance...

Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring &...

JOB DESCRIPTION A Position Overview Position Title Manager Compliance Department Compliance  Level/ Band Manager Count 1 Locations Lower Parel, Peninsula Business Park, Mumbai Role Summary:  Implementation of AML/CFT Guidelines/Regulations issued by the regulator and ensuring compliance. ...