Senior Manager
2 months ago
A Position Overview
Position Title
Senior Manager - Compliance
Department
Compliance
Level/Band
501
Location
Mumbai
Role Summary:
Partnering with business to comply laws, regulations, initiatives and distribution tie-ups smoothly. Drive Implementation of various notifications from Authorities by coordinating with various teams and ensure timely implementation. Providing legal advise on issues pertaining to implementations of laws/ exposure drafts from Regulator and other Authorities. Maintaining repository of all regulatory advisory to ensure its timely availability. Providing extensive legal search and evaluating industry benchmark to opine on various business initiatives and legal provisions including international laws. Compliance testing/review of the Implemented Regulations to ensure no implementation gaps. Ensure timely submission of periodic regulatory reports. Ensuring drafting, vetting and execution of contracts to be entered into by the Company with distributors (agents, corporate agents, brokers, web aggregators) and put in place measures for effective contract management with the objective of protecting the interests of the Company and mitigating legal and contractual risks. Facilitating business teams for timely advertisement approvals and ensuring timely regulatory filings of the advertisement. Formulating SOPs, process or policies for internal stakeholders. Spreading legal and compliance awareness across the functions by imparting training on laws and regulations. Responsible for driving compliance culture in the organization through right messaging and tone at the top through increased engagement, platforms and initiatives.B Organizational Relationships
Reports To
AVP/VP – Compliance
Supervises
Regulatory Compliance
C Job Dimensions
Geographic Area Covered
Pan India
Stakeholders Internal
All functions
D Key Result Areas
Regulatory Implementation/ Reporting
Drive Implementation of various notifications from Authorities by coordinating with various teams and ensure timely implementation. Providing legal advise on issues pertaining to implementations of laws/ exposure drafts from Regulator and other Authorities. Maintaining repository of all regulatory advisory to ensure its timely availability. Providing extensive legal search and evaluating industry benchmark to opine on various business initiatives and legal provisions including international laws. Ensure timely submission of periodic regulatory reports.Compliance Acceptance testing
Compliance Acceptance testing to check that the Notifications are implemented as per Regulatory requirement. Detailed scoping of the requirement of the Regulation and performing detailed testing to evaluate the adequacy of Implementation. Proactive identification, and resolution of identified gaps on timely basis with the help of first line of defence.Regulatory Advocacy
Provide well researched opinion on the business initiatives. Maintain repository of all regulatory opinions to ensure its timely availability. Advise and provide clarifications to operations personnel on the regulatory provisions so as to ensure that the processes are modeled and executed in line with the same. Partnering with internal department in all matters requiring compliance support. Coordinating with the internal stakeholders on various issues to enable business team to find quick solutions. Support business teams in designing sales models which are in compliance with the regulations. Structuring and negotiation of various contracts entered into with distributors (agents, corporate agents, brokers, web aggregators, insurance marketing firm etc) and ensuring that the same are in line with regulatory requirements. Keeping in view of the business requirements and industry view, provide recommendations to on regulatory exposure drafts. Impart training to employees as well as to channel partners on legal and compliance policies, standards of the company, laws and regulations issued by the Authority.Drive Compliance Culture
Drive compliance culture in the organization through communication plan. Drive zero tolerance policy and socializing its importance in the organization. Sharing best compliance opinion through internal learning, research, ascertaining best practices in the insurance sector.E Skills Required
Technical
Good Knowledge of MS OfficeBehavioral
Essential
Desired
Interpersonal skills
Communication skills
Analytical Thinking
Negotiation and Drafting
Teamwork Skills
Influencing skills
Relationship Building skills
Decision making skills
Incumbent Characteristics
Essential
Desired
Qualification
LLB/CA
CS
Experience
3+ years
Experience in compliance/ legal roles
-
Senior Manager
5 days ago
Mumbai, Maharashtra, India Alvarez and Marsal Full timeDescription Global Transaction Advisory Group (TAG) TAG is an established leader in providing global leadership and advisory services to a variety of diverse industries. TAG professionals specialize largely in providing financial and accounting buy-side and sell-side due diligence for private equity, hedge funds, sovereign wealth, family office and...
-
Senior Manager
4 weeks ago
Mumbai, Maharashtra, India timesjobs Full timeSenior Manager - Corporate BusinessResponsible for business development & sales of insurance products for the location Acquire new corporates and service them for their Insurance requirements Serve as an Insurance knowledge resource for the branch and alternate channel teams of group companies in the location Ensure good market visibility for Way2Wealth in...
-
Senior Manager
1 month ago
Mumbai, Maharashtra, India iimjobs Full timeSr. Manager - HR - Digital AdTech/ Marketing Agency Requirements:Develop and implement HR strategies and initiatives aligned with the overall business objectives.Lead the talent acquisition process, including sourcing, screening, interviewing, and onboarding new employees.Provide guidance and support to managers and employees on HR-related matters, including...
-
Senior Manager
1 week ago
Mumbai, Maharashtra, India Procter & Gamble Full timeJob LocationMumbai, IndiaJob DescriptionOverview of the JobSenior Manager - SAP Security Governance: Risk and Compliance ManagementThis position reports to the SAP Platform Security Director.Your TeamAbout the SAP Security Governance TeamThe SAP Security Governance Team is responsible for P&G's SAP systems' 'second line of defense' activities, ensuring...
-
Senior Manager
1 week ago
Mumbai, India Nothing Full timeWe are looking for an enthusiastic Senior Manager - Large Format Retail in our India Team. The person will be responsible for managing and onboarding large format retail partners such as Croma, Vijay Sales, Reliance, etc. Identify opportunities to engage and onboard regional chains. What you’ll do: - Identify and onboard partners, Negotiate and engage...
-
Senior Business Manager
4 weeks ago
Mumbai, Maharashtra, India timesjobs Full time### Posted on: 4-Dec-2014Senior Business Manager - Bangalore / Mumbai Location: Bangalore, MumbaiExperience: YrsSenior Business Manager Knowledge of Sales of IBM Cognos & Business Objects products in Indian market for at least 34 years. Should have prior experience of large Account Management, Product Sales experience. Good Business Planning knowledge and...
-
Senior Manager Business Development
2 days ago
Mumbai, India timesjobs Full timeOne of our clients, a repured comapny in medical & clinical research is looking out for a candidate for the position of Senior Manager/ Manager Business Development. The candidate will perform the following activities:Generate business/order board from the assigned territories/clientsParticipate in business development meetings and presentations to clients...
-
Senior Manager
2 months ago
mumbai, India Talent Corner Full timeRoles and Responsibilities Accountable for client servicing as the primary point of contact for evolving communication / PR strategies and ensuring the execution of campaignDriving new businesses along with the senior management / BD team of the company Desired Candidate Profile Locate media opportunities based on client requirements through...
-
Senior Manager
2 months ago
Mumbai, India Talent Corner Full timeRoles and Responsibilities Accountable for client servicing as the primary point of contact for evolving communication / PR strategies and ensuring the execution of campaign Driving new businesses along with the senior management / BD team of the company Desired Candidate Profile Locate media opportunities based on client requirements through...
-
Senior Manager Business Development
2 weeks ago
Mumbai, Maharashtra, India timesjobs Full timeOne of our clients, a repured comapny in medical & clinical research is looking out for a candidate for the position of Senior Manager/ Manager Business Development.The candidate will perform the following activities:Generate business/order board from the assigned territories/clientsParticipate in business development meetings and presentations to clients...
-
Senior Project Manager
1 month ago
mumbai, India IDFC FIRST Bank Full timeRole/Job Title: Senior Project Manager Function/ Department: Retail Banking Operations Job purpose: As part of the Project & Quality team, the role bears the responsibility of Manage the PMO of projects through robust tracking mechanisms & Strong in conceptualizing ideas & converting into functional & non-functional BRD and UD documents. ...
-
Senior Project Manager
2 months ago
Mumbai, India IDFC FIRST Bank Full timeRole/Job Title: Senior Project Manager Function/ Department: Retail Banking Operations Job purpose: As part of the Project & Quality team, the role bears the responsibility of Manage the PMO of projects through robust tracking mechanisms & Strong in conceptualizing ideas & converting into functional & non-functional BRD and UD documents. Roles &...
-
Senior Product Manager
1 week ago
Mumbai, India Ipca Laboratories Limited Full timePosition: Product Manager / Senior Product Manager Location : Mumbai Segment: Rheumatology Experience : Product Manager - minimum 2-3 years into Brand Management Senior Product Manager - minimum 5-6 years into Brand Management Role & Responsibilities : Brand Management Product strategies and execution Assess promotional needs of the products Conducting...
-
Title Senior Manager
3 weeks ago
Mumbai, Maharashtra, India sun pharma industries ltd panoli(dist-bharuch) Full timeApply for Title Senior Manager 1, Career Progress Consultants in Mumbai for 5 - 7 Year of Experience on
-
Senior Manager
1 week ago
Mumbai, India JSW Steel Full timePurpose : To provide legal advice in relation to all financing / loan and M&A documentation entered into by the Company: Key Result Areas (Key Performance Indicators) : Advising the company in relation to all financing transactions including acquisition finance, project finance, bond issuance, term loan, working capital loans. Drafting, reviewing of the...
-
Senior Manager
1 week ago
Mumbai, India SUN PHARMA Full timeHi, We are having an opening for Senior Manager IT -Cyber Architecture and Engineering at our Mumbai Location. Position: Senior Manager Company: Sun Pharmaceutical Industries Ltd. Location: Mumbai Job Summary : This position is a technical lead position and will be responsible for ensuring security of the IT architecture including infrastructure, network,...
-
Mumbai, India First Solution Full timeApply for Relationship Manager Or Senior Relationship Manager, First Solution in Mumbai ,Pune ,Bhopal ,Indore ,Nagpur for 3 - 8 Year of Experience on TimesJobs.com.
-
Senior Maintenance Manager
2 weeks ago
mumbai, India The Indaco Jeans Factory (TIJF) Full timeCompany DescriptionThe Indaco Jeans Factory (TIJF) is a 'Design to Delivery' jeans manufacturing factory located in Mumbai, Maharashtra, India. Our strategically located facility is only 2 hours from Mumbai airport by road. We have a manufacturing capacity of 3 million pieces of denim garments per annum. Our vertically integrated facility is equipped with...
-
Senior Project Manager
6 days ago
Mumbai, India SUN PHARMA Full timeHi, We are having an opening for Senior Manager-LIMS Project Manager at our Mumbai/ Baroda location. Position: Senior Manager-LIMS Project Manager Location: Mumbai/ Baroda Company: Sun Pharmaceutical Industries Ltd. Areas of Responsibility : Role & responsibilities Manages assigned IT projects to ensure adherence to budget, timelines and scope of the...
-
Senior Relationship Manager
1 month ago
Mumbai, Maharashtra, India iimjobs Full timeSR RM -REAL ESTATE-BUY SIDE - Investment Banking Job Brief: New Client Acquisition, Existing Client new business generation, Deal Structuring and Deal conclusion - Buy Side, work along with sell side to close transaction.Roles & Responsibilities: To generate business across real estate sector (Syndication, Land Intermediation, Asset Management, Strategy) To...