Mutual Fund Auditor

5 months ago

Andheri Mumbai Maharashtra, India JHS Consulting Pvt. Ltd. Full time

**Key Responsibilities: -**

Reading of Circulars of Regulators of SEBI and understanding the same and examination of guidelines on a regular basis to ensure authenticity, compliance with procedures and guidelines.

The expertise should be in mutual fund audit.
- auditing annual financial statements, assisting with reports to shareholders, and conducting reviews of auditing and accounting internal controls.
- calculate the net asset value (NAV) of mutual funds, or the price investors actually pay when buying a fund. [The NAV equals the closing market value of all securities within a portfolio plus all other assets such as cash, subtracting all liabilities (including fees and expenses), then dividing the result by the total number of shares outstanding.]
- properly accrue interest on bonds or other fixed income securities in the mutual fund’s portfolio
- check closing prices of portfolio assets and make adjustments for dividends paid or income earned, as well as any fund purchases and redemptions by investors
- work closely with the operations group to ensure that the investors’ capital and share of profits are correctly accounted.
- monitor cash account balances on a daily and weekly basis
- communicate with the trading desk, portfolio managers, and custodian banks (that safeguard the securities and other assets of mutual funds) to resolve accounting-related transaction and reporting issues
- prepare and submit quarterly or annual tax filings, and handle other tax-related issues
- work with the compliance department to respond to inquiries from the Securities & Exchange Commission and other regulators
- work with auditors during the year-end audit process
- provide advice to top managers regarding tax, financial risk, compliance, and other issues
- assist in the creation and implementation of new procedures/controls to improve performance and increase departmental efficiency
- provide monthly or quarterly accounting of investor contributions and withdrawals and computing profit and losses for the accounting period
- prepare and review quarterly and annual financial statements in accordance with generally accepted accounting principles.

**Other Skills & Responsibilities: -**
- Communication Skills - possess good communication skills including report drafting
- Contribute to effective teamwork
- Take ownership of the task / project
- Drafting of Policies and SOPs

**Job Types**: Full-time, Permanent

Schedule:

- Day shift
- Monday to Friday
- Weekend availability

Supplemental Pay:

- Yearly bonus

**Experience**:

- total work: 3 years (preferred)

Work Location: In person

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