Internal Auditor-mutual Fund

6 months ago


Mumbai Maharashtra, India Swagger Consulting & Advisory Services Full time

Role: Internal Audit

Sectors: Mutual Fund Audit

Qualification: CA / Semi CA/MBA / Graduate

Job Location: Mumbai

Client: Mid Sized CA firm with 40 years of legacy in Internal Audit. HO based at Lower Parel, Mumbai.
- Team Leader with relevant exposure in Mutual Fund, PMS and AIF.
- Need to have exposure in Accounting and Finance review as well.
- Chartered Accountant - Qualified with 4 years of experience.
- Good understanding of regulatory guidelines (Mutual Fund, Portfolio Management Service and AIF)
- Good understanding of Accounting and Financial reviews including IFRS reviews
- Good Analytics skills
- Good Spoken and written skills
- Proven experience in leading assignments including direct interaction with senior management
- Ok to travel for short visits (2 to 3 days) for vendor reviews.

**Job Types**: Full-time, Permanent

**Salary**: Up to ₹800,000.00 per year

**Benefits**:

- Leave encashment

Schedule:

- Day shift

Supplemental pay types:

- Yearly bonus

**Experience**:

- total work: 3 years (preferred)

Ability to Commute:

- Mumbai, Maharashtra (required)

Ability to Relocate:

- Mumbai, Maharashtra: Relocate before starting work (required)

Work Location: In person



  • Andheri, Mumbai, Maharashtra, India Mutual fund Full time

    Work from office - Location: Andheri, Mumbai - Graduation is mandatory - English+ Hindi languages preferred - Age limit:30 - Offline interview - Mutual funds sales executive with 1-2 years of experience is a must - Contact on WhatsApp: 7019815945 **Job Types**: Full-time, Permanent, Fresher Pay: ₹300,000.00 - ₹400,000.00 per year **Benefits**: -...


  • mumbai, India Kotak Mutual Fund Full time

    ResponsibilitiesThe ideal candidate should have experience in handling periodic reconciliations for Banks, Brokers, Mutual Fund and DMat holdings.Execution of Funds Settlement of HNI & NRI clients.To process closure / partial withdrawals for PMS Accounts with due diligence and making final / partial payments to client in form of cash or scrips.To process...


  • mumbai, India Kotak Mutual Fund Full time

    Responsibilities The ideal candidate should have experience in handling periodic reconciliations for Banks, Brokers, Mutual Fund and DMat holdings. Execution of Funds Settlement of HNI & NRI clients. To process closure / partial withdrawals for PMS Accounts with due diligence and making final / partial payments to client in form of cash or scrips. To...


  • mumbai, India Kotak Mutual Fund Full time

    Responsibilities The ideal candidate should have experience in handling periodic reconciliations for Banks, Brokers, Mutual Fund and DMat holdings. Execution of Funds Settlement of HNI & NRI clients. To process closure / partial withdrawals for PMS Accounts with due diligence and making final / partial payments to client in form of cash or scrips. To...

  • Mutual Fund Auditor

    4 months ago


    Andheri, Mumbai, Maharashtra, India JHS Consulting Pvt. Ltd. Full time

    **Key Responsibilities: -** Reading of Circulars of Regulators of SEBI and understanding the same and examination of guidelines on a regular basis to ensure authenticity, compliance with procedures and guidelines. The expertise should be in mutual fund audit. - auditing annual financial statements, assisting with reports to shareholders, and conducting...


  • Mumbai, India Axis Mutual Fund Full time

    Who we Are?Axis Asset Management Company Ltd (Axis AMC) was founded in 2009 and is amongst India ‘s largest and fastest growing mutual fund. We serve 1.3+ Cr customers and associates with highest humility across 100+ cities.Our success is attributable to 3 founding principles- Long Term Wealth Creation, Outside-in (Customer) View & Sustainable...


  • mumbai, India Axis Mutual Fund Full time

    Who we Are?Axis Asset Management Company Ltd (Axis AMC) was founded in 2009 and is amongst India ‘s largest and fastest growing mutual fund. We serve 1.3+ Cr customers and associates with highest humility across 100+ cities.Our success is attributable to 3 founding principles- Long Term Wealth Creation, Outside-in (Customer) View & Sustainable...


  • mumbai, India Axis Mutual Fund Full time

    Who we Are? Axis Asset Management Company Ltd (Axis AMC) was founded in 2009 and is amongst India ‘s largest and fastest growing mutual fund. We serve 1.3+ Cr customers and associates with highest humility across 100+ cities. Our success is attributable to 3 founding principles- Long Term Wealth Creation, Outside-in (Customer) View & Sustainable...


  • mumbai, India Axis Mutual Fund Full time

    Who we Are?Axis Asset Management Company Ltd (Axis AMC) was founded in 2009 and is amongst India ‘s largest and fastest growing mutual fund. We serve 1.3+ Cr customers and associates with highest humility across 100+ cities.Our success is attributable to 3 founding principles- Long Term Wealth Creation, Outside-in (Customer) View & Sustainable...

  • Internal Auditor

    8 months ago


    Mumbai, Maharashtra, India SBI Mutual Fund Full time

    As a Auditor, your role entails leading audit fieldwork, identifying control weaknesses and managing audits to meet deadlines. You will be resposible for managing internal and external Audits.

  • Internal Auditor

    8 months ago


    Mumbai, Maharashtra, India SBI Mutual Fund Full time

    As a Auditor, your role entails leading audit fieldwork, identifying control weaknesses and managing audits to meet deadlines. You will be resposible for managing Internal and External Audits

  • TEAM LEADER

    1 month ago


    mumbai, India Aneja Associates Full time

    Urgently seeking for the Team Leader – Internal Auditor - Mutual FundJob Titles : Assistant Manager / Manager / Senior ManagerLocation : MumbaiJob Type: Full TimeAbout Us: Aneja Associates was established in the year 1981 by Mr. Narendra Aneja. Today, the firm conducts risk assessments, management and operational audits and management consultancy...

  • TEAM LEADER

    1 month ago


    Mumbai, India Aneja Associates Full time

    Urgently seeking for the Team Leader – Internal Auditor - Mutual Fund Job Titles : Assistant Manager / Manager / Senior Manager Location : Mumbai Job Type: Full Time About Us: Aneja Associates was established in the year 1981 by Mr. Narendra Aneja. Today, the firm conducts risk assessments, management and operational audits and...

  • Compliance Officer

    6 months ago


    Mumbai, Maharashtra, India Zyoin Web Pvt. Ltd. Full time

    Job Title: Compliance Officer - Mutual Fund Compliance Location**:Mumbai (on-site: Andheri/Belapur)** Experience**:3+ years in Mutual Fund compliance** Job Summary: We are currently looking for compliance professionals with a graduation degree **from AMC, financial or NBFC industry **with **minimum 3 years of experience in Mutual Fund compliance.** Roles...

  • Compliance Officer

    6 months ago


    Mumbai, Maharashtra, India Zyoin Web Pvt. Ltd. Full time

    Job Title: Compliance Officer - Mutual Fund Compliance Location**:Mumbai (on-site: Andheri/Belapur)** Experience**:3+ years in Mutual Fund compliance** Job Summary: We are currently looking for compliance professionals with a graduation degree **from AMC, financial or NBFC industry **with **minimum 3 years of experience in Mutual Fund compliance.** Roles...


  • mumbai, India Aneja Associates Full time

    Urgently seeking for the Team Leader – Internal Auditor - Mutual FundJob Titles :Assistant Manager / Manager / Senior ManagerLocation :MumbaiJob Type:Full TimeAbout Us: Aneja Associateswas established in the year 1981 by Mr. Narendra Aneja. Today, the firm conducts risk assessments, management and operational audits and management consultancy assignments...


  • Mumbai, Maharashtra, India GM Infotech Full time

    Job Title:Mutual Fund Operations HeadEstimated Salary:$120,000 - $170,000 per annumCompany Overview:GM Infotech is a dynamic company that offers exciting opportunities for professionals who want to grow with us. As a Mutual Fund Operations Head, you will play a key role in ensuring the smooth operation of our mutual fund business.Job Description:The Mutual...

  • Mutual Fund Auditor

    7 months ago


    Mumbai, India waays live solution Full time

    **Designation: Audit Executive for Capital Market (Mutual Fund / PMS)** **Job Requirement**: 2. Good Communication and Drafting Skills 3. Good Accounting & Capital Market Knowledge 4. Advance Excel Knowledge (Vlookup, Hlookup, Pivot & other Formulas..) 1. We are looking for an Audit Executive with hands-on experience in the Capital Market i.e in Mutual...

  • Compliance Officer

    2 weeks ago


    Mumbai, Maharashtra, India Axis Mutual Fund Full time

    Job DescriptionWe are seeking a highly skilled Compliance Officer to join our Trustee Company. This is an exciting opportunity to work in a dynamic environment and contribute to the growth and success of our organization.The successful candidate will be responsible for managing secretarial activities, ensuring compliance with all relevant laws and...


  • Mumbai, India GM Infotech Full time

    Department - Legal & Compliance Designation - Manager / Senior Manager - Compliance Reporting to - Head Legal & Compliance Roles and Responsibilities :(a) Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact Sheets(b) Responsible for reviewing, interpreting, monitoring and implementation of circulars /...