Sebi Auditor

Compliance Officer / Auditor with more than 1 year of SEBI/exchange compliance work experience required at a consulting firm located in Malad, Mumbai JD - Assist in conducting audits for both Depository Participants (DPs) and stockbrokers, including semi-annual internal audits - Ensure compliance with regulations from NSE, NSDL, CDSL, and SEBI during...

Job Description for IT Audit - Experience : 5-10 Years Roles and Responsibilities: - IT audit experience in Domain like ITGC, Cyber Security, SOC 2, Application and IT security Infrastructure and IT Regulatory compliance. - Experience in ISO 27001 documentation, and SOC2 documentation. - Experience in Information Security Management, Information Security...

Job Description for IT Audit - Experience : 2- 6 Roles and Responsibilities: - IT audit experience in Domain like ITGC, Cyber Security, SOC 2, Application and IT security Infrastructure and IT Regulatory compliance. - Experience in ISO 27001 documentation, and SOC2 documentation. - Experience in Information Security Management, Information Security...

Job OverviewWe are seeking a seasoned Internal Auditor with expertise in Business Audits, SEBI Regulatory Compliance, and Risk Management to join our team at HDFC Securities.This is a challenging role that requires a collaborative leader who can effectively manage audits, identify risks, and ensure compliance with regulatory requirements.

**IT Auditor (Mandatory to sign 1 year bond)** - ISO27001:2013 Implementation & Audit. - Conduct audits based on regulatory requirements, such as - SEBI, NBFC, CERT-In, etc. - Third Party Risk Management for Leading BFSI customers - Contractual Agreement Compliance Assurance - SOC 1 &SOC 2 IT control assessment and gap analysis - ITGC Control assessment -...

We are seeking a highly skilled and experienced Corporate Governance Expert to join our team at Altruist Fostering Services. The successful candidate will be responsible for ensuring timely SEBI compliance, interpreting Circulars of SEBI, AMFI, RBI, and other regulators, and coordinating with auditors and regulators.Job Responsibilities:To ensure timely SEBI...

About the company: The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government. Roles &...

About the company:The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government.Roles &...

About the company:The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government.Roles &...

About the company:The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government.Roles &...

**Location** Mumbai **Experience** 5-6 Years **Key Skills** Company Secretary, Board & Committee Meeting, shareholders meeting, Drafting, Notice, agenda, Minutes, ROC, SEBI, LODR, IEPF Compliances **Position: Asst. Company Secretary** **Qualification: CS** **Experience: 4 to 7 years** **Location: Mumbai** - Convening and holding of Board, Committee and...

About the Role:">We are seeking a highly skilled Executive Compliance Manager to join our team in our Mumbai office. The successful candidate will be responsible for ensuring timely compliance with regulatory requirements, handling mutual fund reporting, and coordinating with auditors and regulators.">Key Responsibilities:">">Ensure timely SEBI...

Conducting Due Diligence & Drafting of Offer Documents - Liaison with Clients, Legal Counsels, Registrar, share Transfer Agent's, Auditors and other intermediaries. - Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per the requirement. - Manage proper documentation as required by Merchant Banker. - Advising clients on Good Corporate Governance...

**SECRETARIAL ROLE** - Be responsible and manage the secretarial functions of the Company and therefore, a thorough understanding of Companies Act and the rules thereunder is the key. - Ensuring quarterly, half yearly, yearly and event based ROC and SEBI compliances applicable to the Company. - Schedule, plan and organize Ad hoc/quarterly Board and Board...

About the company: The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government. Roles &...

About the company: The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government. Roles &...

About the company:The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government.Roles &...

About the company:The family office, managed by an Ultra High Net Worth (UHNI) veteran investor, oversees $2 billion in Assets Under Management (AUM) and specializes in preparing high-growth portfolio companies for IPOs. It has managed IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda and state government.Roles &...

**Key Responsibilities: -** Reading of Circulars of Regulators of SEBI and understanding the same and examination of guidelines on a regular basis to ensure authenticity, compliance with procedures and guidelines. The expertise should be in mutual fund audit. - auditing annual financial statements, assisting with reports to shareholders, and conducting...

**Job Title**:Company Secretary **Location**: Mumbai, India **Key Responsibilities**: - **Compliance Management**: - Ensure compliance with SEBI Listing Regulations, stock exchanges' quarterly compliance, and regulatory filings with SEBI. - Maintain statutory registers as prescribed under the Companies Act, 2013. - File various statutory forms with the...