Executive Compliance Manager

4 hours ago


Mumbai, Maharashtra, India Altruist Fostering Services Full time

About the Role:

">

We are seeking a highly skilled Executive Compliance Manager to join our team in our Mumbai office. The successful candidate will be responsible for ensuring timely compliance with regulatory requirements, handling mutual fund reporting, and coordinating with auditors and regulators.

">

Key Responsibilities:

">
  • ">
  • Ensure timely SEBI compliance">
  • Handle Mutual Fund reporting as per SEBI/RBI/PMLA guidelines">
  • Coordinate with auditors and regulators Regulatory Requirements">
  • Update Scheme Information Document & Review scheme reports/portfolios">
  • Prepare Board & Committee agendas and minutes & Maintain statutory registers and ensure timely filings with MCA">
  • Monitor Company activities to detect and prevent compliance breaches">
  • Ensure compliance with Advertisement Code">
  • Interpret Circulars of SEBI, AMFI, RBI, and other regulators">
">

Requirements:

">

To be considered for this role, you should have at least 5 years of experience in a similar position. Prior experience working in an AMC or Trusteeship organization is preferred. You must be well-versed in SEBI regulations and have excellent communication skills.

">

What We Offer:

">

The selected candidate will receive a competitive salary up to Rs 20 lakhs per annum, depending on their experience. Our company offers a dynamic work environment and opportunities for growth and development.

">

Location:

">

This role is based in our Mumbai office, located at Bandra Kurla Complex (BKC). If you are looking for a challenging opportunity to grow your career, please submit your application with your current salary, expected salary, notice period, and reasons to quit your current organization.



  • Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    Role OverviewWe are seeking a seasoned Product Development and Portfolio Management Executive to join our team at Abakkus Asset Manager Private Limited. This is a key leadership role that will drive the development and launch of new investment products under PMS and AIF structures.ResponsibilitiesProduct Strategy and Development:Create product strategies and...


  • Mumbai, Maharashtra, India Tata AIA Life Insurance Full time

    Job OverviewWe are seeking a skilled Senior Compliance Manager to join our team at Tata AIA Life Insurance. This role plays a crucial part in ensuring that our business operations are aligned with regulatory requirements and industry best practices.About the RoleThe Senior Compliance Manager will be responsible for providing compliance assurance support,...


  • Mumbai, Maharashtra, India Gen Re Full time

    Your RoleAs a key member of the Gen Re team in India, you will lead the local regulatory compliance and risk function. Reporting to the Chief Executive Officer of India Branch, Corporate General Counsel, and Chief Risk Officer, GRAG Germany, you will be responsible for ensuring that the branch complies with applicable laws and regulations.Your Key...


  • Mumbai, Maharashtra, India A financial conglomerate Full time

    A financial conglomerate seeks a seasoned professional to fill the role of Head of Risk Management and Compliance. This position is crucial in ensuring the organization's vigilance framework is robust, effective, and aligned with industry best practices.The estimated annual salary for this position is $120,000 - $180,000, depending on qualifications and...


  • Navi Mumbai, Maharashtra, India Excis Compliance Full time

    About Excis ComplianceExcis Compliance is a leading organization dedicated to delivering exceptional services and solutions in the field of compliance. We are committed to helping businesses navigate complex regulatory environments and achieve their goals.Job SummaryWe are seeking an experienced Strategic Business Development Associate to join our team. This...

  • Compliance Manager

    3 weeks ago


    Mumbai, Maharashtra, India Corenza Full time

    About Corenza, a leading family office overseeing $2 billion in Assets Under Management (AUM):Corenza specializes in preparing high-growth portfolio companies for IPOs, with a strong track record of managing IPOs and fund raising for marquee companies like Patanjali, Idea Vodafone, and Garuda.Job Summary:We seek a seasoned Company Secretary to join our team...

  • Risk Management

    2 weeks ago


    Navi Mumbai, Maharashtra, India GeBBS Healthcare Solutions Full time

    Job Title: Risk Management & Compliance LeaderAbout the Role:We are seeking an experienced Risk Management and Compliance professional to join our team at GeBBS Healthcare Solutions. As a Risk Management & Compliance Leader, you will play a critical role in ensuring the effective management of risks and compliance with regulatory requirements.About the...


  • Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    Job DescriptionIDFC FIRST Bank seeks a Senior Compliance Risk Manager to oversee and execute the compliance testing plan, ensuring adherence to regulatory standards and internal policies.The role involves designing testing strategies, conducting reviews, analyzing data, preparing reports, and engaging with stakeholders to ensure suitable corrective action....


  • Mumbai, Maharashtra, India ASK Asset & Wealth Management Full time

    Job Title:Executive Secretary and Legal Compliance SpecialistAbout the Role:We are seeking an experienced Executive Secretary and Legal Compliance Specialist to join our team at ASK Asset & Wealth Management. This role will be responsible for managing secretarial and legal activities across all entities within our group, ensuring compliance with relevant...


  • Mumbai, Maharashtra, India Tata Consultancy Services Full time

    Executive for Compliance Team under Employee ServicesGreetings from TATA CONSULTANCY SERVICES LIMITED. We are looking for a skilled professional to join our team.Job Overview: This role involves working closely with the Employee Services team to ensure compliance with relevant laws and regulations.Salary: ₹3,500,000 - ₹5,200,000 per annum (approximate...


  • Mumbai, Maharashtra, India Vertex HR Services Full time

    Job Title: Branch Infrastructure Manager - Compliance ExpertAbout Vertex HR ServicesWe are a leading provider of human resources services, committed to delivering exceptional solutions to our clients. Our team is dedicated to helping organizations achieve their goals through strategic HR management.Job SummaryWe are seeking an experienced Branch...


  • Mumbai, Maharashtra, India Believe Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Believe. As a key member of our compliance team, you will play a crucial role in ensuring adherence to regulatory requirements and safeguarding our organization against risks.About the RoleThe ideal candidate will have a strong understanding of KYC/KYS regulations and GDPR...


  • Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    Job DescriptionWe are seeking a highly skilled Senior Portfolio Manager to join our team at Abakkus Asset Manager Private Limited. The successful candidate will be responsible for leading the development and launch of new investment products, managing client relationships, and ensuring regulatory compliance.About UsAbakkus Asset Manager Private Limited is a...


  • Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job DescriptionCiti is seeking a highly skilled Compliance Testing Officer to join our team in Mumbai. This role will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk assessments of Citi's compliance risks.Key Responsibilities:Developing, implementing, and executing...


  • Mumbai, Maharashtra, India Infinitsys Solutions Pvt Ltd Full time

    **Job Title:** IT Risk and Compliance ManagerAt Infinitsys Solutions Pvt Ltd, we are seeking an experienced IT Risk and Compliance Manager to join our team. The ideal candidate will have a strong background in IT risk and compliance, with a proven track record of identifying and mitigating risks.**Key Responsibilities:**Analyze and manage IT risk by...


  • Mumbai, Maharashtra, India Aptia Group Full time

    Aptia Group Job OverviewPosition Summary:We are seeking an experienced Strategic Compliance Manager to join our team at Aptia Group. As a key member of our People function, you will be responsible for ensuring that our practices align with compliance standards, legal requirements, and regulatory frameworks in UK, India, USA, and Portugal.Job...

  • HR Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Illusion Dental Laboratory Full time

    Job OverviewWe are seeking a highly skilled HR Compliance Manager to join our team at Illusion Dental Laboratory. As a key member of our HR department, you will be responsible for ensuring compliance with employment laws, regulations, and organizational policies.


  • Mumbai, Maharashtra, India Hiranandani Financial Services Full time

    Job Title: Regional Compliance and Risk Control ManagerAbout UsHiranandani Financial Services is a leading financial institution that prides itself on providing exceptional services to its customers. We are committed to maintaining the highest standards of compliance and risk management, and we are seeking an experienced professional to join our team.Salary...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    About the RoleWe are seeking a skilled Strategic Partnership Development Specialist to join our team at Excis Compliance Ltd. As a key member of our organization, you will play a vital role in developing and maintaining strategic partnerships that drive business growth.Job DescriptionThe successful candidate will be responsible for:Exploring new business...


  • Mumbai, Maharashtra, India enploy - An executive Search Full time

    About Us: Enploy is a boutique executive search firm that specializes in finding top talent for the pharmaceutical industry.Career Opportunity: We are currently seeking a highly skilled and experienced Country Business Head/President to lead our client's operations in India.Salary Range: ₹1.7 crores - ₹2 crores per annumAbout the Role:Job...