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Compliance mutual Fund

4 months ago

Mumbai Maharashtra, India Arin Consultancy Full time

Compliance Mumbai _Mumbai Western Suburbs_ April 2, 2024 - April 3, 2025 Mutual Fund

**Job Overview**:

- **Office Location (Area) **Mumbai
- **Required Education **CA/CS/CMA/MBA/LLB
- **Course Type **Full Time
- **Min Required Experience (Years) **8
- **Max Required Experience (Years) **10

**PURPOSE OF THE ROLE**:
Oversee and assist in Compliance - AMC business

**KEY ACTIVITIES**:

- To prepare and review various Compliance reports for submission to Board and SEBI.
- To review advertisement and marketing communication to check compliance with Advertisement Guidelines.
- To coordinate and review periodic data required by SEBI, AMFI and RBI.
- To work on regulatory reports for submission to SEBI, AMFI and RBI.
- To keep updated on regulatory changes and provide guidance to internal stakeholders.
- To work on scheme related documents like Scheme Information Documents, Key Information
Memorandums and Statement of Additional Information.
- To coordinate and prepare data & information required for SEBI Inspection, Statutory Audit of MF & AMC and Internal Audit.
- To oversee compliance with Employee Dealing Guidelines, Code of Conduct and undertake review of transactions as per PMLA Regulations.
- To prepare and coordinate for release of statutory notices and addenda.
- To oversee compliance with internal Bandhan AMC policies.
- To draft, review and oversee execution of legal agreements.