![Arin Consultancy](https://media.trabajo.org/img/noimg.jpg)
Pms Compliance
2 weeks ago
Compliance Mumbai _Mumbai_ June 7, 2023 - June 7, 2024 Financial Services
**Job Overview**:
- **Office Location (Area) **Mumbai
- **Salary Offer **Upto 12 LPA
- **Required Education **CA/ CS/ LLB
- **Course Type **Full Time
- **Min Required Experience (Years) **2
- **Max Required Experience (Years) **3
**Job Title - PMS Compliance**
**Qualification**: CA/ CS/ LLB
**Experience** : Minimum 3 years of post-qualification experience.
Key Responsibilities:
1. Review and filing of reports to be filed with SEBI and APMI.
2. Periodic updation of Disclosure Document.
3. Review of Marketing Materials.
4. Drafting/vetting of PMS Agreements.
5. Preparation and review of Policies.
6. Drafting of Compliance reports to be submitted to the Board of Directors.
7. SAST monitoring.
8. Review of complaints on SEBI Scores platform.
9. Assisting in Internal Audits.
10. Preparation of synopsis of new regulatory circulars and timely circulation of the same.
- **Other Skills**:
- Good communication skills to address concerns of internal and external stakeholders.
- Ability to work in a team.
-
AVP- Compliance
2 weeks ago
mumbai, India SaShr Consultants Full timeCompany DescriptionWe are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role DescriptionThis is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
-
AVP- Compliance
2 weeks ago
mumbai, India SaShr Consultants Full timeCompany DescriptionWe are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role DescriptionThis is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
-
Compliance Officer
2 months ago
mumbai, India Arin Consultancy Private Limited Full timeJD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...
-
AVP- Compliance
2 weeks ago
mumbai, India SaShr Consultants Full timeCompany Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF. Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management...
-
AVP- Compliance
2 weeks ago
Mumbai, India SaShr Consultants Full timeCompany DescriptionWe are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role DescriptionThis is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
-
AVP- Compliance
2 weeks ago
Mumbai, India SaShr Consultants Full timeCompany DescriptionWe are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role DescriptionThis is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
-
AVP- Compliance
2 weeks ago
Mumbai, India SaShr Consultants Full timeCompany DescriptionWe are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role DescriptionThis is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
-
AVP- Compliance
2 weeks ago
Mumbai, India SaShr Consultants Full timeCompany Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF. Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management...
-
AVP- Compliance
2 weeks ago
Mumbai, India SaShr Consultants Full timeCompany DescriptionWe are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role DescriptionThis is a full-time on-site role for an AVP- Compliance (PMS/AIF). The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...
-
Compliance – NBFC/PMS/AIF
2 months ago
mumbai, India Arin Consultancy Private Limited Full timeKey Roles & Responsibilities Compliance: SEBI reporting for AIFs (alternative investment funds), VCFs (venture capital funds) and Portfolio Manager (PMS) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and...
-
Trade Compliance Pm, Apac, Gtpc
2 months ago
Mumbai, India ADSIPL - Maharashtra - E22 Full time7+ years of direct experience with customs and trade compliance in APAC Region - 5+ years’ direct experience handling imports and/or exports Customs clearance operations and escalations in India - 3+ years’ experience leveraging technology to drive process improvements Amazon Web Services (AWS) is looking for an experienced APAC Trade Compliance Program...
-
Compliance – PMS
2 months ago
mumbai, India Arin Consultancy Private Limited Full timeRoles & responsibilities: Ensure identification of compliance requirements for NBFC (ND-SI), AIF, PMS, Investment advisor & mutual fund compliances. Evaluate the implication of regulatory guidelines on the business and Liaise with internal departments to get the regulations implemented. Do submission of various regulatory filings Proactively...
-
Pms Operations
2 months ago
Mumbai, India Julius Baer Full timeAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. **YOUR CHALLENGE**: Responsible for all overall PMS back-office, Account opening, transaction execution, accounting,...
-
Compliance Company Secretary
5 days ago
Mumbai, Maharashtra, India Arin Consultancy Full timeLegal / Law Mumbai _Mumbai_ February 21, 2024 - February 21, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Post Graduate, CS, LLB or equivalent - **Course Type **Full Time - **Min Required Experience (Years) **7 - **Max Required Experience (Years) **8 **Job Description for Compliance cum Company...
-
Compliance Officer
7 days ago
mumbai, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI...
-
Compliance Officer
2 weeks ago
Mumbai, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI...
-
Compliance Company Secretary
2 weeks ago
Mumbai, Maharashtra, India Arin Consultancy Full timeCompliance Mumbai _Mumbai_ February 10, 2024 - February 10, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Post Graduate, CS, LLB or equivalent - **Course Type **Full Time - **Min Required Experience (Years) **8 - **Max Required Experience (Years) **10 **A. Legal Work** 1. Handling all matters...
-
Pms / Aif
1 month ago
Ghatkopar West, Mumbai, Maharashtra, India Enrolsy Full timeGreetings! We are pleased to announce that we are hiring for leading CA firm. Location**:Andheri (Mumbai)** Designation**:Assistant Manager** - **PMS / AIF Operations** Qualification: MBA / Inter CA Require 3 years of experience in PMS / AIF operations Job Profile: - Accounting concepts are thorough and can command supervision over fund administrator/...
-
Compliance Officer
2 weeks ago
Mumbai, India XpertReach Full timeJob DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...
-
Assistant Manager Compliance
4 weeks ago
Mumbai, India Nippon India Mutual Fund Full timeLocation: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...