Pms Compliance

2 weeks ago


Mumbai, India Arin Consultancy Full time

Compliance Mumbai _Mumbai_ June 7, 2023 - June 7, 2024 Financial Services

**Job Overview**:

- **Office Location (Area) **Mumbai
- **Salary Offer **Upto 12 LPA
- **Required Education **CA/ CS/ LLB
- **Course Type **Full Time
- **Min Required Experience (Years) **2
- **Max Required Experience (Years) **3

**Job Title - PMS Compliance**

**Qualification**: CA/ CS/ LLB

**Experience** : Minimum 3 years of post-qualification experience.

Key Responsibilities:
1. Review and filing of reports to be filed with SEBI and APMI.

2. Periodic updation of Disclosure Document.

3. Review of Marketing Materials.

4. Drafting/vetting of PMS Agreements.

5. Preparation and review of Policies.

6. Drafting of Compliance reports to be submitted to the Board of Directors.

7. SAST monitoring.

8. Review of complaints on SEBI Scores platform.

9. Assisting in Internal Audits.

10. Preparation of synopsis of new regulatory circulars and timely circulation of the same.
- **Other Skills**:

- Good communication skills to address concerns of internal and external stakeholders.
- Ability to work in a team.


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