Compliance – PMS

JD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...

Key Roles & Responsibilities Compliance: SEBI reporting for AIFs (alternative investment funds), VCFs (venture capital funds) and Portfolio Manager (PMS) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and...

We are seeking a highly skilled and experienced V.P / Principal Officer to oversee the operations of our SEBI Registered Portfolio Management Services (PMS) . The ideal candidate will be responsible for managing the PMS team, ensuring compliance with SEBI regulations, reporting to SEBI, and supporting fund management activities. Additionally, the Principal...

We are seeking a highly skilled and experienced V.P / Principal Officer to oversee the operations of our SEBI RegisteredPortfolio Management Services (PMS) . The ideal candidate will be responsible for managing the PMS team, ensuring compliance with SEBI regulations, reporting to SEBI, and supporting fund management activities. Additionally, the Principal...

Job Title: PMS Dealer Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which...

Accounting / Tax / Company Secretary / Audit Mumbai _Mumbai Western Suburbs_ April 18, 2024 - April 19, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **In case of CA - Audit Manager overseeing internal/concurrent/statutory audit of Mutual Funds, PMS, AIF, insurance companies, In case of B.Com./CMA, MBA...

Job Location- Mumbai- Experience (in Years)- 3 - 7- Job Type- Full Time**Job Description**: Core Purpose of the Role: - This role reports to the Compliance officer with a primary objective to effectively manage and run a fully compliant business in the highly regulated business of financial services. The role extends across all group entities & businesses....

Accounting / Tax / Company Secretary / Audit Mumbai _Mumbai Western Suburbs_ March 21, 2024 - March 22, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Company Secretary - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **3 **The role...

JOB DESCRIPTION Deputy Manager – PMS Operations – Mumbai Reporting to – Head of Operations Location: Gift City Qualification: Graduation / PG (Preferably Sales, Finance, Marketing) Experience: 5 to 7 years in the MF, AMC or PMS, AIF, operations. Roles & Responsibility: As an Operations official, your responsibilities will...

**Company Secretary - CS** **Age below 30 years** **2 to 3 years experience as a ROC Compliance Officer / Company Secretary** **All Statutory Compliances under Corporate Laws, Conducting Board / AGM Meetings.** **Helping in Bank / Investment related tasks such as KYC Documentation / New Account** **Walk In Interview Time : 10 am to 5 pm** **Place of...

Position Title :  Manager/ Senior Manager Function :  Operations Reports to :  Head Operations Qualifications: Qualified as Company Secretary (MUST) Work Experience (highlight) : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in...

Home **›**Vacancy **›** Job openings for compliance officer in mumbai - Compliance Officer (Accounts) - Andheri (Mumbai)Mumbai - Sharecontact number/wats app-. 9136062251. Preparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clients Vouching verifying for the Preparing the working for GST,...

**Inter CS / CS** **Age below 30 years** **1 to 3 years experience as a ROC Compliance Officer / Company Secretary** **All Statutory Compliances under Corporate Laws, Conducting Board / AGM Meetings.** **Helping in Bank / Investment related tasks such as KYC Documentation / New Account** **Place of work : Nariman Point** **Salary : Rs.25000 to 35000...

**Inter CS / CS** **Age below 30 years** **1 to 3 years experience as a ROC Compliance Officer / Company Secretary** **All Statutory Compliances under Corporate Laws, Conducting Board / AGM Meetings.** **Helping in Bank / Investment related tasks such as KYC Documentation / New Account** **Place of work : Nariman Point** **Salary : Rs.25000 to 35000...

Compliance Mumbai _Mumbai_ April 17, 2023 - April 17, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Salary Offer **7- 8 LPA - **Course Type **Full Time - **Min Required Experience (Years) **3 - **Max Required Experience (Years) **0 To be aware of all Circulars and Regulations Surveillance/ Show cause notice and...

Product Head - AIF / PMS (A Leading AMC) Conduct comparison and create dashboards for Equity AIF on a monthly basis. Prepare monthly factsheets for Equity AIF. Generate monthly reports on Equity AIF portfolio and performance. Compile and analyze distributor monthly data for Equity AIF and Equity PMS. Develop comparison dashboards for Equity PMS on a monthly...

Only Candidates who are qualified LLB and CS apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is one of India's most esteemed and diversified financial services firms with decades of experience in equity investing Job Description Role and Responsibilities: SEBI reporting for AIFs...

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

Accounting / Tax / Company Secretary / Audit Mumbai _Mumbai Western Suburbs_ March 18, 2024 - March 19, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **5 **Roles and Responsibilities**: - Preparing client wise trade...

Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 12000 Crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate across various...