Compliance – NBFC/PMS/AIF

Roles & responsibilities: Ensure identification of compliance requirements for NBFC (ND-SI), AIF, PMS, Investment advisor & mutual fund compliances. Evaluate the implication of regulatory guidelines on the business and Liaise with internal departments to get the regulations implemented. Do submission of various regulatory filings Proactively...

Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 12000 Crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate across various...

Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 12000 Crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate across various...

Product Head - AIF / PMS (A Leading AMC) Conduct comparison and create dashboards for Equity AIF on a monthly basis. Prepare monthly factsheets for Equity AIF. Generate monthly reports on Equity AIF portfolio and performance. Compile and analyze distributor monthly data for Equity AIF and Equity PMS. Develop comparison dashboards for Equity PMS on a monthly...

Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 12000 Crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate across various...

- Instrumental in setting up the business strategy, systems, controls, and processes.- Responsibilities: Leading Product, business development client engagement and onboarding, operations, and marketing initiatives.- Key contributor in fund raising by onboarding and managing distributor relationships and client engagement.- Background should be from PMS -...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. **YOUR CHALLENGE**: - Provide Legal Support to the India Legal & Compliance Team and to internal teams including Sales,...

Lead the operations and compliances for a debt focused category II AIF; Verification of documents received from investors and ensuring smooth investor onboarding process; Co-ordinating with CAMS to ensure correct and timely accounting and book keeping for the AIF; Managing routine compliances for the AIF - SEBI compliance reports, trustee compliance report,...

ITES / BPO / Operations / Customer Service / Telecalling Mumbai _Mumbai Western Suburbs_ April 1, 2024 - April 2, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **CA/MBA/Graduation or post-Graduation in commerce or finance, with relevant experience. - **Course Type **Full Time - **Min Required...

CRISIL is hiring for Investment Research expert for Alternative Investments funds AIF .The role will include following responsibilities:Quantitative Research: Benchmarking of AIFs, quantitative analysis like performance calculation, historical trends in performance across various categories of AIFs.Qualitative Research: Qualitative assessment of AIFs based...

CRISIL is hiring for Investment Research expert for Alternative Investments funds AIF .The role will include following responsibilities:Quantitative Research: Benchmarking of AIFs, quantitative analysis like performance calculation, historical trends in performance across various categories of AIFs.Qualitative Research: Qualitative assessment of AIFs based...

Job listing Job details **Job Information**: Work Experience - 2 - 4 yearsSkillset - Compliance SMELocation - MumbaiEducation Criteria - LLBIndustry - Financial ServicesVertical - LegalDomain - Domestic ComplianceSub-Domain - Compliance Managed ServicesCity - Goregaon EastState/Province - MaharashtraCountry - IndiaZip/Postal Code - 400063We are a leading...

Operations Mumbai _Mumbai_ March 26, 2024 - March 27, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **B.Com, CA, CA (Inter), MBA (Finance) - **Course Type **Full Time - **Min Required Experience (Years) **5 - **Max Required Experience (Years) **8 **Job Description for Client On boarding Executive...

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

Job listing Job details **Job Information**: Work Experience - 2 - 4 years**Required Skills**: - Financial Compliance Location - MumbaiEducation Criteria - LLBIndustry - Financial ServicesVertical - LegalDomain - Domestic ComplianceSub-Domain - Compliance Managed ServicesCity - Goregaon EastState/Province - MaharashtraCountry - IndiaZip/Postal Code -...

Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 12000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate across various...

Only Candidates who are qualified LLB and CS apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is one of India's most esteemed and diversified financial services firms with decades of experience in equity investing Job Description Role and Responsibilities: SEBI reporting for AIFs...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. **YOUR CHALLENGE**: Responsible for all overall AIF back-office, Account opening, transaction execution, accounting,...

Key roles & responsibilities: Compliance RBI reporting All applicable compliances under NBFC Regulations. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors...

-Job description **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...