Financial Compliance

Function: Operations Location: Mumbai Position Title: Manager / Senior Manager / VP / AVP Qualifications: Qualified as Company Secretary (MUST) Work Experience  : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial...

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

Experience : 10+ years Qualification : Graduate / PG in Law Job location : Parel, Mumbai What you will work on: ● Assist the Board to implement the compliance policy ● Identify the compliance risk ● Monitor & test compliance of regulatory/supervisor direction given by performing compliance testing ● Compliance with other regulatory too ●...

Experience : 10+ yearsQualification : Graduate / PG in LawJob location : Parel, MumbaiWhat you will work on:● Assist the Board to implement the compliance policy● Identify the compliance risk● Monitor & test compliance of regulatory/supervisor direction given by performing compliance testing● Compliance with other regulatory too● Constitution of a...

Apply for Associate, Compliance, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for 3 - 5 Year of Experience on

Apply for Associate, Compliance, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for 3 - 5 Year of Experience on TimesJobs.com.

Compliance Mumbai _Mumbai Western Suburbs_ August 11, 2023 - August 11, 2024 Mutual Fund **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Company Secretary and/or LLB - **Course Type **Full Time - **Min Required Experience (Years) **15 - **Max Required Experience (Years) **20 **Roles & responsibilities**: a. Oversee and...

Compliance Mumbai _Mumbai_ April 17, 2023 - April 17, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Salary Offer **7- 8 LPA - **Course Type **Full Time - **Min Required Experience (Years) **3 - **Max Required Experience (Years) **0 To be aware of all Circulars and Regulations Surveillance/ Show cause notice and...

**Responsibilities**: - Responsible for implementation/review of statutory compliance (GST, TDS, Labour laws etc.) - Technically sound across various areas of finance including taxation and Cos. Act compliance. - Efficient in Payroll processing - Tax audits, filing of returns, department correspondence. - Computation of Advance Tax, GST & other statutory...

Roles and Responsibilities: - Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts., Coordination and Exchange submission, sending suitable reply to the regulatory authorities. - Assisting to internal auditors for...

**Company Profile**: Vardhman Trusteeship Private Limited is a SEBI registered Debenture Trustee having Debenture Trustee license since December 2020. Vardhman Trusteeship Private Ltd has been formed by a group Banking Professionals having in-depth knowledge in various facets of the trusteeship services offered along with a team of dedicated employees...

Job Location- Mumbai- Experience (in Years)- 3 - 7- Job Type- Full Time**Job Description**: Core Purpose of the Role: - This role reports to the Compliance officer with a primary objective to effectively manage and run a fully compliant business in the highly regulated business of financial services. The role extends across all group entities & businesses....

Talent Profile – Compliance (Merchant Banking Division) Function : Compliance (Merchant Banking Division) Location : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance...

Reporting to:Functional reporting to Chief Compliance Officer and dotted reporting to the Head Digital HubJob Purpose :The Lead Compliance role at a Small Finance Bank's Digital Hub in India is responsible for ensuring the institution's compliance with all statutory and regulatory requirements related to banking and financial services. The role is...

Purpose of the job: **Group Tax and Financial Compliance Officer** **The HH Global Group** HH Global provides technology-led marketing procurement, digital and logistics services to clients worldwide. Through our industry leading technology and the deep expertise of over 4,500+ employees in 65 countries, we develop innovative solutions that drive value,...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The successful...

Primary responsibility is closing the company’s books in an accurate, timely and efficient way. Ultimately, they general accounting oversight and own the financial close process. This incorporates many duties, which may vary by company but generally include: Approving invoices: Ensuring invoices are properly approved and coded in the general ledger....