Legal & Compliance

3 weeks ago

Mumbai, India Julius Baer Full time

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

**YOUR CHALLENGE**:

- Provide Legal Support to the India Legal & Compliance Team and to internal teams including Sales, Product, Lending in handling external matters, disputes etc. with legal approach.
- Drafting, vetting, reviewing, negotiating, a wide range of contracts, agreements, letters and documents and provide inputs on various commercial and financial terms, risks and obligations before execution of the documentation
- Providing legal and strategic advice on new business projects & identifying potential legal and regulatory risks
- Providing legal, regulatory advice and support to various licenses like Stockbroking, Portfolio management, Investment Advisory, Mutual Fund Distributor, Depository Participant & non-banking finance divisions of JB India
- Interpreting, monitoring & advising on circulars, addendums, key regulatory, legal and market developments with potential impacts on the various business
- Advising business on compliance with local laws and regulations, FEMA
- Analyse and propose solutions to complex business problems.
- Maintaining relationships and liaison with key partner, law firms, regulators, auditors, etc.
- Coordinating with law firms on regular basis for any existing and potential litigation issues for JB India; timely invoicing; vendor onboarding and lawyer engagement formalities.
- Providing support in regulatory and other internal compliances related to Broking, PMS, AIF, NBFC Regulations
- Keeping up with current changes on all relevant areas of laws and contributing to the enhancement of the knowledge base of the company’s legal and compliance function.
- Conducting legal and compliance training for employees

**YOUR PROFILE**:

- Qualification: Bachelor’s or Master’s degree in Law
- Minimum 8 - 10 years of experience
- Excellent drafting ability
- Relevant legal experience in financial industry, preferably wealth management, private banking, Broking, PMS and NBFC regulations
- Working knowledge of and familiarity with the financial industry and the legal, regulatory connected to the financial industry
- An exceptional ability to collaborate and communicate with others, both internally and externally.
- Mental agility, and a mental willingness to learn and understand unfamiliar areas of work.
- Strong communication (both written and verbal) and project management skills with a strict attention to detail.

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