Compliance Officer

**Job Position**:Compliance Officer **Job Location**: Mumbai (Hybrid) **About Recity**: **About the Opportunity and Project**: This opportunity is to contribute in Recity’s endeavor to divert 3.5 lakh MT of plastic waste by 2030. Recity will be setting up Material Recovery Facilities (MRFs) across multiple geographies in India with a focus on ending...

**Location : Dubai** **Position : Compliance Officer** **JOB DESCRIPTION - COMPLIANCE OFFICER** **KEY RESPONSIBILITIES** - Develop, or oversee the development of the institution’s ML/FT/PF risk assessment. - Establish and maintain appropriate AML/CFT policies, procedures, processes and controls. - Ensure day-to-day compliance of the business against...

Years of Experience: 6-8 years Qualification-: Qualified CS / LLB Work location: Lower Parel CTC - Best in Industry Job Description - Compliance Officer 1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013,...

**Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. Specific: should have knowledge with respect to ISO 270001. Job Location: Mumbai Immediate Joiners are also welcome. Can contact : 8097039829 Schedule: - Day...

Job Location: Bhandup, Mumbai Post: Compliance Officer Qualification: Company Secretary, LLB or similar Experience: 2+ years Industry Type: Food Processing Industry (Bakery) Roles and Responsibilities - Assisting the business in compliance with various legal requirements, getting Licenses related to Food Industry. - To provide legal support to the sales...

**Who we are**: LLama Research isn't your typical investment advisory firm! We're a WealthTech startup on a mission to make investment management accessible and approachable for everyone. We believe financial guidance shouldn't be intimidating, so we're here to empower digital natives with clear, user-friendly tools and support. **Who you are**:An...

**Chief Compliance Officer**: - From 12 to 22 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Regulatory Compliance: The CCO must stay updated on the regulatory environment and ensure that the payments bank complies with all applicable laws, regulations, guidelines, and directives issued by the Reserve Bank...

**Job Title: CAO - Senior Regulatory Control Advisor, APAC** **Corporate Title: VP** **Location: Mumbai** **Role Description**: Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”)...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

SCOPE OF WORK : DP Head and Compliance Officer: - VAR File Updating (Pledge & MTF Module). - MTF Report Checking. - Holding Statement Reporting to All Exchanges. - Creation of Pledge - Release of Pledge - Pledge & Re-Pledge Reconciliation. - MTF Stock Reconciliation. - Margin Reporting Checking. - Valuation of Securities & Margin Verifying for Segregation...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the...

Key Responsibilities: 1. Assist in execution of contracts. 2. Management of the Compliance tool along with following-up with the relevant teams to 3. upload the pending compliances. 4. Assistance in preparing the documents for getting relevant licenses and registrations and 5. regulatory reporting like Returns. 6. Repository maintenance of the...

**JD of Compliance Officer** Role will include but not be limited to the following duties: - To conduct internal audits of and advise on compliance related processes and procedures. - To review the schools’ policies, ensuring there is a robust system to accurately record amendments, version control, scheduling of updates, Governor approval, and the...

**About the company**: Launchpad Fintech Private Limited, having brand name Bondsindia, is a technology-based startup to provide solutions in the wealth management space using technology as a medium. We are engaged in the business of providing financial services and IT Solutions. We are registered as stockbroker in New Debt Segment of BSE Limited....

Job Description: Minimum experience of 2 years in banking or financial services, handling Audit/Finance/Compliance/ Legal/Operations/Risk Management functions Develop and maintain the firm's compliance program, including policies, procedures, and controls to ensure compliance with all applicable laws, regulations, and industry standards. ...

**We are hiring for the position of Company Secretary & Compliance Officer of a BSE listed NBFC based at Mumbai.** **Qualification & Experience: A qualified Company Secretary with minimum 1-2 years of experience in RBI Compliances, Quarterly half yearly & event-based compliances under SEBI (LODR) including corporate governance, Compliances with respect to...

Opening: 1 Nos.- Job ID: 56065- Employment Type: Contractual- Reference: - Work Experience: 2.0 Year(s) To 4.0 Year(s)- CTC Salary: 5.00 LPA TO 7.00 LPA- Function: Accounts / Finance / Tax / CS / Audit- Industry: Account/Finance/Tax consulting- Location: - Mumbai Posted On: 08th Mar, 2023 **- **Minimum experience of 2 years in banking or financial...

**Company**: G. K. Associates **Location** Mumbai **Experience** 8-10 Years **Key Skills** Bcom, Company Secretary, Compliance, Companies Act **Position: Compliance Officer/Semi Company Secretary** **Experience: 5 to 10 years** **Location: Mumbai** **Job description** Inter CS.Correspondence with Shareholders & RTA for solving queries on unpaid...