Looking for Principal Officer

3 weeks ago


Mumbai, India ESTABIZZ FINTECH PRIVATE LIMITED Full time
We are seeking a highly skilled and experienced V.P / Principal Officer to oversee the operations of our SEBI Registered

Portfolio Management Services (PMS) . The ideal candidate will be responsible for managing the PMS team, ensuring compliance with SEBI regulations, reporting to SEBI, and supporting fund management activities. Additionally, the Principal Officer will be involved in analyzing financial reports, attending calls arranged by sell-side brokers, providing rationales for buying and selling securities within the PMS, reading research reports, tracking market events, and preparing scripts for audiovisual releases by fund managers on a monthly basis.

Responsibilities1.

PMS Team Management:o

Oversee and manage the PMS team, providing leadership and guidance in PMS operations.o

Allocate tasks and ensure efficient functioning of the team to meet PMS objectives.2.

SEBI Reporting and Compliance:o

Ensure timely and accurate reporting to SEBI regarding PMS activities and compliance matters.o

Stay updated with SEBI regulations and compliance requirements, ensuring adherence at all times.3.

Supporting Fund Management:o

Collaborate with the fund management team to support activities related to portfolio management and investment decision-making.4.

Financial Analysis and Research:o

Review and analyze research reports to evaluate the performance of various companies and securities.o

Use financial analysis to inform investment decisions and strategies within the PMS.o

Prepare rationales for buying and selling stocks in a particular portfolio.5.

Market Events and Seminars:o

Keep track of events affecting the stock market and their impact on sectors.o

Attend various seminars and calls related to the stock market to stay updated with market developments.6.

Audiovisual Script Preparation:o

Check scripts for audiovisual releases by fund managers on a monthly basis.

QualificationsA bachelor's degree in finance, business, or a related field. A master's degree or professional certification (CFA, CA, or equivalent) is preferred.Proven experience in portfolio management, financial analysis, and PMS operations, with a strong understanding of SEBI regulations and compliance requirements.Excellent analytical and research skills, with the ability to interpret financial data and market trends.Strong leadership and team management capabilities, with the ability to oversee and motivate a team of professionals.Exceptional communication skills, both written and verbal, and the ability to interact with brokers, clients, and internal teams effectively.

Other InformationThis requirement is for one of our clients who works with several business groups. The client is recognized as a stock broker on both the Bombay Stock Exchange (BSE) and the National Stock Exchange (NSE), a registered NBFC (Non-Banking Financial Company), a distinguished Depository participant with CDSL, and a Category-I merchant banker registered with SEBI.

#PMS #Principal officer

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