Compliance
2 weeks ago
**Roles and Responsibilities**
- Compliances with SOP for all products serviced by the Company.
- Overseas transaction background check.
- Compliance review on monthly basis and reporting to Management.
- Reporting to Co. group compliance.
- BRSA updation and implementation through change in SOPs.
- Organise Risk Committee meetings for new initiatives and inform / update committee on risk related agendas.
- Compliance with SEBI regulations impacting the Company & its transactions, COC Compliance, Representations to SEBI and RBI.
- Handle Notices and inquiry received against the company.
- laisoning with TAI and other industry bodies.
- SEBI inspection, SEBI half yearly compliance reporting, Risk Based reporting.
- Role:_Operational Risk
- Salary:_ Not Disclosed by Recruiter
- Industry:_Financial Services
- Functional Area:_Risk Management & Compliance
- Role Category:_Operations / Strategy
- Employment Type:_Full Time, Permanent
- Key Skills
- Compliance
Education
- PG:_CS in CS
**Company Profile**:
Zodiac HR Consultants (I) Pvt Ltd.
- Multinational Capital Market Company
- Recruiter Name:_Aniruddha Salvi
- Contact Company:_Zodiac HR Consultants (I) Pvt Ltd.
- Telephone:_
+91-XXXXXXXXXX
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