Compliance Associate-NBFC

This role is with one of our portfolio companies. Job Summary: We are seeking a strategic and results-oriented NBFC Sales Manager to lead our efforts in coordinating with Non-Banking Financial Companies (NBFCs) to sell our innovative financial products. The ideal candidate will have a deep understanding of the NBFC landscape, strong relationship-building...

This role is with one of our portfolio companies. Job Summary: We are seeking a strategic and results-oriented NBFC Sales Manager to lead our efforts in coordinating with Non-Banking Financial Companies (NBFCs) to sell our innovative financial products. The ideal candidate will have a deep understanding of the NBFC landscape, strong relationship-building...

The Compliance Associate is responsible in performing internal audit and produce audit report based on guidelines and procedures, develop compliance policies, provide support to Business Units in order to maintain internal control framework. Job Responsibilities: - Assist and support in audit testing, identify internal control issues/exceptions, report,...

The Compliance Associate is responsible in performing internal audit and produce audit report based on guidelines and procedures, develop compliance policies, provide support to Business Units in order to maintain internal control framework.Job Responsibilities: Assist and support in audit testing, identify internal control issues/exceptions, report, follow...

We are seeking a meticulous and proactive Compliance Associate with at least 3 years of experience to join our team. The Compliance Assistant will be the first point of contact for collecting Know Your Customer (KYC) documentation for new clients. This role involves reviewing and ensuring the completeness of KYC documents, running initial compliance checks,...

**As a Relationship Officer within our Non-Banking Financial Company (NBFC), you will be responsible for fostering and maintaining strong relationships with clients, assessing their financial needs, and offering appropriate financial solutions. You will play a crucial role in driving business growth and ensuring client satisfaction. **Key...

Role Description This is a full-time on-site role for a Finance & Compliance Associate at Xeed Ventures located in Bengaluru. As a Finance & Compliance Associate, you will be responsible for managing financial activities, ensuring compliance with regulatory requirements, and assisting with financial reporting. Responsibilities (but not limited to) Fund...

**About us**: UC Inclusive Credit Pvt. Ltd. (UCIC) is an exciting, start-up, impact focused RBI registered Non - Banking Financial Company (NBFC) (Non deposit accepting and Systemically Important) based in Bangalore. We extend loans (debt) to enterprises that strive to have positive social and/or environmental impact, in a responsible, transparent, and...

A Banking Compliance Officer is responsible for ensuring that a financial institution, such as a bank, an NBFC, credit union, or other lending entity, complies with relevant laws, regulations, stipulated Regulatory Guidelines and industry standards. The primary objective of this role is to safeguard the institution against legal and reputational risks by...

Job Description A leading Wealth Management firm are seeking a Senior Compliance Associate to join their Wealth Management Compliance team on a permanent contract. In this role you will support the wider advisory business in maintaining strong compliance and servicing esteemed clients.Responsibilities Under MiFID regulations ensure adherence to regulatory...

Job Overview As a Compliance Lead, you will work closely with various functional teams in India to manage compliance for the India business. You will be the primary SPOC for keeping up with the changing regulatory landscape and ensuring the organization evolves with the same in an effective manner. Roles & Responsibilities Maintain oversight of all...

Job Description A leading Wealth Management firm are seeking a Senior Compliance Associate to join their Wealth Management Compliance team on a permanent contract. In this role you will support the wider advisory business in maintaining strong compliance and servicing esteemed clients.Responsibilities Under MiFID regulations ensure adherence to regulatory...

Job Description Our client, a large manufacturing company, is looking for a Company Secretarial and Compliance Associate to be based in Abu Dhabi, UAE. In this role, the candidate will be responsible support the General Counsel primarily and provide additional support to team members, as directed, to ensure that company goals and objectives are accomplished...

We are seeking a meticulous and proactive Compliance Associate with at least 3 years of experience to join our team. The Compliance Assistant will be the first point of contact for collecting Know Your Customer (KYC) documentation for new clients. This role involves reviewing and ensuring the completeness of KYC documents, running initial compliance checks,...

About us:UC Inclusive Credit Pvt. Ltd. (UCIC) is an exciting, start-up, impact focused RBI registered Non Banking Financial Company (NBFC) (Non deposit accepting and Systemically Important) basedin Bangalore. We extend loans (debt) to enterprises that strive to have positive social and/orenvironmental impact, in a responsible, transparent, and sustainable...

Who we are: FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial access at a click". Our talent pool has rockstars from diverse backgrounds - ex- Founders, investment...

**Compliance Executive** **Responsibilities**: - Responsible for SEBI / Exchange & Client Compliance. - Handling SEBI / Exchange Inspection. - Coordinate with internal dept. /associate for Meeting SEBI /Exchange - compliance with deadline for data submission. - Must update with all recent SEBI / Exchange compliance amendment. - Understand / discuss with...

Role/Job Title: Associate Relationship Manager-Loan Against Property Function/Department: Rural Banking Job Purpose: The role entails deepening relationships with Rural Banking accounts and ensuring best in-class service to the customers. The role bearer has a responsibility to identify mortgage needs of customers and provide appropriate...

Role/Job Title: Associate Relationship Manager-Loan Against Property Function/Department: Rural Banking Job Purpose: The role entails deepening relationships with Rural Banking accounts and ensuring best in-class service to the customers. The role bearer has a responsibility to identify mortgage needs of customers and provide appropriate...

Role/Job Title: Associate Relationship Manager-Loan Against Property Function/Department: Rural Banking Job Purpose: The role entails deepening relationships with Rural Banking accounts and ensuring best in-class service to the customers. The role bearer has a responsibility to identify mortgage needs of customers and provide appropriate lending...