Compliance Associate

The Compliance Associate is responsible in performing internal audit and produce audit report based on guidelines and procedures, develop compliance policies, provide support to Business Units in order to maintain internal control framework. Job Responsibilities: - Assist and support in audit testing, identify internal control issues/exceptions, report,...

We are seeking a meticulous and proactive Compliance Associate with at least 3 years of experience to join our team. The Compliance Assistant will be the first point of contact for collecting Know Your Customer (KYC) documentation for new clients. This role involves reviewing and ensuring the completeness of KYC documents, running initial compliance checks,...

Role Description This is a full-time on-site role for a Finance & Compliance Associate at Xeed Ventures located in Bengaluru. As a Finance & Compliance Associate, you will be responsible for managing financial activities, ensuring compliance with regulatory requirements, and assisting with financial reporting. Responsibilities (but not limited to) Fund...

Job Description A leading Wealth Management firm are seeking a Senior Compliance Associate to join their Wealth Management Compliance team on a permanent contract. In this role you will support the wider advisory business in maintaining strong compliance and servicing esteemed clients.Responsibilities Under MiFID regulations ensure adherence to regulatory...

Job Description A leading Wealth Management firm are seeking a Senior Compliance Associate to join their Wealth Management Compliance team on a permanent contract. In this role you will support the wider advisory business in maintaining strong compliance and servicing esteemed clients.Responsibilities Under MiFID regulations ensure adherence to regulatory...

Job Description Our client, a large manufacturing company, is looking for a Company Secretarial and Compliance Associate to be based in Abu Dhabi, UAE. In this role, the candidate will be responsible support the General Counsel primarily and provide additional support to team members, as directed, to ensure that company goals and objectives are accomplished...

We are seeking a meticulous and proactive Compliance Associate with at least 3 years of experience to join our team. The Compliance Assistant will be the first point of contact for collecting Know Your Customer (KYC) documentation for new clients. This role involves reviewing and ensuring the completeness of KYC documents, running initial compliance checks,...

**Compliance Executive** **Responsibilities**: - Responsible for SEBI / Exchange & Client Compliance. - Handling SEBI / Exchange Inspection. - Coordinate with internal dept. /associate for Meeting SEBI /Exchange - compliance with deadline for data submission. - Must update with all recent SEBI / Exchange compliance amendment. - Understand / discuss with...

Responsibilities: Regulatory Liaison: Act as the primary point of contact and establish effective communication channels with RBI, MCA/ROC Engage in frequent interaction, dialogue, and correspondence to stay updated on regulatory changes and requirements. RBI Inspections and Queries: Manage and navigate RBI inspections, responding to routine queries and...

Job Description Develop and execute a comprehensive compliance program.Draft a proposal for compliance policies and procedures, encompassing the institution's activities, operations, systems, and controls.Update the institution's policies on anti-money laundering and counter-terrorism financing, including preparing necessary evidence and procedures for...

Job Description Develop and execute a comprehensive compliance program.Draft a proposal for compliance policies and procedures, encompassing the institution's activities, operations, systems, and controls.Update the institution's policies on anti-money laundering and counter-terrorism financing, including preparing necessary evidence and procedures for...

JOB PURPOSE This Job is responsible for providing all legal support relating to implementation of compliance tool and detailed Audit ofcompliance tool and its usage. ORGANISATION CHART KEY ACCOUNTABILITIES Accountabilities Key Performance Indicators(i) Provide support for rectification of existingsystem...

**Overview** **Associate** **Bring your ideas. Make history.** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97%...

Quest Global is an organization at the forefront of innovation and one of the world’s fastest growing engineering services firms with deep domain knowledge and recognized expertise in the top OEMs across seven industries. We are a twenty-five-year-old company on a journey to becoming a centenary one, driven by aspiration, hunger and humility. We are...

Quest Global is an organization at the forefront of innovation and one of the world's fastest growing engineering services firms with deep domain knowledge and recognized expertise in the top OEMs across seven industries. We are a twenty-five-year-old company on a journey to becoming a centenary one, driven by aspiration, hunger and humility. We are looking...

**Overview** Associate, Compliance & Control II **Bring your ideas. Make history.** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the...

**Overview** Associate, Compliance & Control II **Bring your ideas. Make history.** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the...

About Us At Technip Energies, we believe in a better tomorrow, and we believe we can make tomorrow better. With approximately 15,000 talented women and men, we are a global and leading engineering and technology company, with a clear vision to accelerate the energy transition. Designing and delivering added value energy solutions is what we do. ...

Job Description Scope: This position is with our fintech client for their Karachi office. You will be responsible for developing a comprehensive regulatory compliance framework as well as implementing and maintaining processes, systems and controls to ensure Company’s continued compliance.You will be responsible to lead and providing direction on all...

Job Description Scope: This position is with our fintech client for their Karachi office. You will be responsible for developing a comprehensive regulatory compliance framework as well as implementing and maintaining processes, systems and controls to ensure Company's continued compliance.You will be responsible to lead and providing direction on all legal...