
Compliance Executive
6 days ago
Location: Mumbai, India
Experience: 2–4 years
About the Role
We are seeking a detail-oriented and motivated Compliance Executive to join our Category II AIF team. The role will be focused on supporting fund operations through investor onboarding, regulatory compliance, and trustee-related coordination. The candidate will work closely with the compliance officer, investment team, and external stakeholders to ensure smooth execution of all statutory and regulatory obligations under SEBI AIF Regulations.
Key Responsibilities
Investor Onboarding & KYC
Manage end-to-end investor onboarding, including KYC checks, FATCA/CRS compliance, and documentation review.
Coordinate with investors, fund administrators, and banks for account opening, subscription agreements, and related formalities.
Maintain accurate investor records and ensure timely reporting
Fund & SEBI Compliance
Assist in preparation and filing of SEBI-mandated reports, periodic returns, and disclosures
Track compliance requirements under SEBI AIF Regulations, Companies Act, and other applicable laws.
Support in maintaining statutory registers, records, and ensuring timely submission of regulatory filings.
Monitor compliance calendar and assist in preparing compliance certificates
Trustee & Governance Compliance
Coordinate with the trustee on periodic reporting, resolutions, and information requirements.
Prepare agenda notes, minutes, and compliance updates for trustee meetings.
Ensure trustee-related obligations under the trust deed and regulatory framework are met.
Internal Processes & Support
Maintain and update compliance policies, SOPs, and registers.
Liaise with auditors, fund administrators, custodians, and legal counsel for compliance-related matters.
Desired Candidate Profile
2–4 years of experience in compliance/operations within an AIF, PE/VC fund, fund administrator, trustee company, or related financial services firm.
Knowledge of SEBI AIF Regulations and related compliance frameworks.
Strong attention to detail, organizational skills, and ability to manage timelines.
Good communication skills for engaging with investors, trustees, and regulators.
-
Compliance Executive
6 days ago
Delhi, India Spotlight Strategic Partners Full timeJob Title: Compliance Executive – Category II AIFLocation: Mumbai, IndiaExperience: 2–4 yearsAbout the RoleWe are seeking a detail-oriented and motivated Compliance Executive to join our Category II AIF team. The role will be focused on supporting fund operations through investor onboarding, regulatory compliance, and trustee-related coordination. The...
-
Compliance Executive
13 hours ago
Delhi, Delhi, India Vorombetech Solutions Private Limited Full timeJob Summary The Compliance Executive is responsible for supporting and maintaining compliance with international standards like ISO 27001, ISO 27701, and SOC 2. This includes assisting in the implementation, monitoring, and auditing of security and privacy practices, ensuring adherence to regulatory requirements, and collaborating with teams to address...
-
Compliance Executive
6 days ago
Delhi, India workforce consulting Full time**Requirements**: - Bachelor’s degree in law or a Company Secretary who is well-versed in Labour law. - 3 - 5 years’ proven experience in a compliance officer role. - Good knowledge of legal requirements and procedures. - Excellent command over oral and written communication. - Highly analytical with strong attention to detail. - Good in communication...
-
Inside Sales Executive
2 days ago
Delhi, Delhi, India JR COMPLIANCE AND TESTING LABS Full time**Job Title**: Inside Sales Executive **Company**: JR Compliance **Industry**: B2B Sales **About Us**: JR Compliance is a dynamic and fast-growing company in the compliance industry. We are looking for a motivated and energetic Business Development Executive to join our team and help us expand our clientele. **Roles and Responsibilities**:join - **Client...
-
Inside Sales Executive
13 hours ago
Delhi, Delhi, India JR COMPLIANCE AND TESTING LABS Full time**Job Title**: Inside Sales Executive **Company**: JR Compliance **Industry**: B2B Sales **About Us**: JR Compliance is a dynamic and fast-growing company in the compliance industry. We are looking for a motivated and energetic Business Development Executive to join our team and help us expand our clientele. **Roles and Responsibilities**:join - **Client...
-
Billing & Compliance Executive
2 weeks ago
Delhi, India Labourhome Private Limited Full timeSeeking a Billing and Compliance Executive to manage client billing, ensure accurate invoicing, and maintain regulatory compliance. Must possess strong attention to detail, knowledge of compliance standards, and excellent communication skills.
-
Billing & Compliance Executive
4 days ago
Delhi, Delhi, India Labourhome Private Limited Full time ₹ 6,00,000 - ₹ 12,00,000 per yearSeeking a Billing and Compliance Executive to manage client billing, ensure accurate invoicing, and maintain regulatory compliance. Must possess strong attention to detail, knowledge of compliance standards, and excellent communication skills.
-
Compliance Executive
4 days ago
Delhi, Delhi, India Hero Moto Corp Full time» **Date**:26 Oct 2024 **Location**: Delhi, DL, IN, 110057 **Company**:Hero Motocorp **Function** - Human Resources**Pay Band** - E4 to M1**Role** - As the Compliance Executive, you will be part of the HR function and will report to the Lead - Total Rewards. The purpose of your role will be to ensure the timely processing of all social security...
-
Validation Lead
1 week ago
Delhi, India Compliance Group Inc Full timeWe are looking for Validation Lead for Compliance Group Inc. High preference to short notice period.Experience : 6 to 12 yearsLocation: Hyderabad (Remote)Develop and implement validation strategies and processes to ensure the quality and reliability of products throughout the development lifecycle.Collaborate with cross-functional teams including...
-
Validation Lead
1 week ago
Delhi, India Compliance Group Inc Full timeWe are looking for Validation Lead for Compliance Group Inc. High preference to short notice period.Experience : 6 to 12 yearsLocation: Hyderabad (Remote)Develop and implement validation strategies and processes to ensure the quality and reliability of products throughout the development lifecycle.Collaborate with cross-functional teams including...