DM-SEBI Reporting-AMC-Goregaon

We have an opening with Asset Management Company, Goregaon, Mumbai Grade Deputy Manager/Manager Education Inter CA/Post Graduate Experience 2-4 years of experience in a similar role. Location Goregaon Office No of Positions 1   Role Purpose: 1. Managing cash flow and reporting to the Fund Managers and dealers 2. Accounting as per laid...

We have an opening with Asset Management Company, Goregaon, MumbaiGrade Deputy Manager/ManagerEducation Inter CA/Post GraduateExperience 2-4 years of experience in a similar role.Location Goregaon OfficeNo of Positions 1 Role Purpose:1. Managing cash flow and reporting to the Fund Managers and dealers 2. Accounting as per laid out accounting policies...

Manager - Secretarial & Compliance Kindly find the Below Roles & Responsibilities:- To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;- To review and update on regularly basis Compliance Manual and other policies;- To conduct compliance awareness sessions on Insider Trading, etc- To ensure Compliance provision of RBI Act,...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...

Position: Manager-Secretarial & ComplianceQualification: B.com,CAExperience: 5 to 10 yearsLocation: Mumbai (Nariman Point)Job DescriptionKindly find the Below Roles & Responsibilities:Having 5+ years of experience in the Mutual Fund Industry.Skills required:- Well versed with SEBI (MF) Regulations- Root cause analysis,- Multitasking- Experience of working in...

Position: Manager-Secretarial & ComplianceQualification: B.com,CAExperience: 5 to 10 yearsLocation: Mumbai (Nariman Point)Job DescriptionKindly find the Below Roles & Responsibilities:Having 5+ years of experience in the Mutual Fund Industry.Skills required:Well versed with SEBI (MF) RegulationsRoot cause analysis,MultitaskingExperience of working in...

Position: Company Secretary (Immediate joiner)Qualification: CSExperience: 7 to 8 yearsLocation: Mumbai(Worli / Goregaon)Job descriptioTimely compliance for Private Limited Companies, LLPs as well as Unlisted Public Companies under Company Law including Annual FilingDrafting of Resolutions required under Company LawPreparing of Notices, Agendas, Minutes and...

Position: Company Secretary (Immediate joiner)Qualification: CSExperience: 7 to 8 yearsLocation: Mumbai(Worli / Goregaon)Job descriptioTimely compliance for Private Limited Companies, LLPs as well as Unlisted Public Companies under Company Law including Annual FilingDrafting of Resolutions required under Company LawPreparing of Notices, Agendas, Minutes and...

PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India’s earliest SEBI Registered Portfolio Management Service (PMS) providers. For More Information visit our website: Handling Customer Queries via...

Position: Manager-Secretarial & Compliance Qualification: B.com,CA Experience: 5 to 10 years Location: Mumbai (Nariman Point) Job Description Kindly find the Below Roles & Responsibilities: Having 5+ years of experience in the Mutual Fund Industry. Skills required: Well versed with SEBI (MF) Regulations Root cause analysis, Multitasking Experience of...

Position: Manager-Secretarial & ComplianceQualification: B.com,CAExperience: 5 to 10 yearsLocation: Mumbai (Nariman Point)Job DescriptionKindly find the Below Roles & Responsibilities:Having 5+ years of experience in the Mutual Fund Industry.Skills required:Well versed with SEBI (MF) RegulationsRoot cause analysis,MultitaskingExperience of working in...

Position: Manager-Secretarial & ComplianceQualification: B.com,CAExperience: 5 to 10 yearsLocation: Mumbai (Nariman Point)Job DescriptionKindly find the Below Roles & Responsibilities:Having 5+ years of experience in the Mutual Fund Industry.Skills required:Well versed with SEBI (MF) RegulationsRoot cause analysis,MultitaskingExperience of working in...

PFA the Virtual Relationship JD for your reference Location - Mumbai (Goregaon East & Thane) Mutual funds. NISM V Mutual Fund Distributor certificate is must before the joining - As per Sebi guidelines. Pay: ₹25,000.00 - ₹35,000.00 per month Schedule: - Day shift **Education**: - Bachelor's (preferred) **Experience**: - total work: 1 year...

PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India’s earliest SEBI Registered Portfolio Management Service (PMS) providers. For More Information visit our website: Handling Customer Queries via...

PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India’s earliest SEBI Registered Portfolio Management Service (PMS) providers. For More Information visit our website: Customer Queries via different...

Job Description - Require a Fresher Qualified **Company Secretary* **or having 0-1 year experience in SEBI Regulations, Companies Act, 2013, FEMA Regulations for a Company whose main board **IPO** in process located at Goregaon west. Salary will be as per Industry Standards. **Requirement**: - **Membership** no. **Immediate** **joiner**...

Job Responsibilities Achieve targeted performance expectations for the Funds managed. Analyzes financial proposals related to the existing equity portfolio and ongoing Investment processes and makes recommendations suitably Cover the allocated sectors like FMCG, Retail, Consumer or Building materials for Equity Research. Work with team to generate...

Hiring for a leading CA Firm based in Mumbai. Job Role - Internal Audit Qualification & Experience - CA with minimum 2 years of experience CA Inter And Graduates with minimum 1 year of experience Location - Goregaon, Mumbai Roles and responsibilities: - Responsible for executing client related engagements in the areas of governance, risk & compliance,...

PRINCIPAL ACCOUNTABILITIES (Accountabilities associated with the job) § SPOC for the following audits: – SEBI Inspection (as and when undertaken by SEBI) – Mutual Fund schemes audit – AMC Financials audit – System audit (annual) – Cyber security and cyber resilience audit (half yearly) – Internal audit – Any other...