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Only 24h Left: Vacancy for Manager-Secretarial

4 months ago

Mumbai, India Mangalam Placement Pvt Ltd. Full time
Position: Manager-Secretarial & Compliance

Qualification: B.com,CA

Experience: 5 to 10 years

Location: Mumbai (Nariman Point)

Job Description

Kindly find the Below Roles & Responsibilities:

Having 5+ years of experience in the Mutual Fund Industry.

Skills required:

- Well versed with SEBI (MF) Regulations- Root cause analysis,- Multitasking- Experience of working in AMC- Effective Interpersonal Communication Compliance & Secretarial Functions- To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;- To review and update on regularly basis Compliance Manual and other policies;- To conduct compliance awareness sessions on Insider Trading,etc;- To ensure Compliance provision of RBI Act, Foreign Direct Investment norms; AMFI Circulars & notices- To maintain and update of compliance tracker/ RBI Act and other applicable regulations;AMFI Regulations- Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.- To Interpret the various Circulars of SEBI, AMFI,RBI and other regulators and decide on course forward for implementation of the same.- Having knowledge of PMLA Regulations and Anti Money Laundering rules.- To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors;- To maintain cordial relations with the regulators;- Preparation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To prepare notices, director’s report, and minutes for the Board and General meetings;- Preparation and periodic updation of Scheme Information Documents- Review of Half yearly and annual scheme reports/portfolio- Co-ordinating with various inter-departments on Regulatory Requirements- Well versed with Clearing Marketing materials under Advertisement Code- Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.- Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance