Manager – Compliance and Audit_Financial Services

FEMA Compliance Manager Responsibilities:- Ensure organizational compliance with FEMA regulations and guidelines.- Develop and implement strategies to address compliance gaps.- Plan and update disaster preparedness initiatives according to FEMA standards.- Manage FEMA grant applications, reporting, and communication.- Coordinate emergency response efforts...

Handling all statutory compliances of Trading Member with all exchanges like - 1. Member Activation & surrender procedure 2. Updating & getting approval of change in Trading Member details Like: - Change in Shareholding Pattern - Change in Director’s & their details - Change in member Contact details - Change in compliance officer details etc 3....

Function: Operations Location: Mumbai Position Title: Manager / Senior Manager / VP / AVP Qualifications: Qualified as Company Secretary (MUST) Work Experience  : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial...

***PLEASE NOTE THIS IS A US SHIFT BASED JOB***JOB DESCRIPTIONThe job exists due to the criticality around seamlessly handling large-scale & complex projects for the Transition function and crafting a value for internal partners by streamlining / simplifying their processes, thus building relevant business impact.Develop an understanding of the E2E solution...

**Roles and Responsibilities** - Compliances with SOP for all products serviced by the Company. - Overseas transaction background check. - Compliance review on monthly basis and reporting to Management. - Reporting to Co. group compliance. - BRSA updation and implementation through change in SOPs. - Organise Risk Committee meetings for new initiatives and...

**- Participating in the planning, executing and reporting of compliance assurance reviews, compliance and regulatory issue validation activities for a component of policy line & function - Liasioning with Exchanges on everyday basis - Managing Inspections carried out by Exchanges, Depositories and SEBI - Managing internal audits of Depositories and...

about the role To ensure smooth running of day to day operations To act as 2nd Level of escalation Ongoing team management to ensure compliance to management targets and customer satisfaction Ownership for team’s performance management To act as the project manager for all internal projects Accountable for seamless transition of...

about the role To ensure smooth running of day to day operations To act as 2nd Level of escalation Ongoing team management to ensure compliance to management targets and customer satisfaction Ownership for team’s performance management To act as the project manager for all internal projects Accountable for seamless transition of...

***PLEASE NOTE THIS IS A US SHIFT BASED JOB*** JOB DESCRIPTION The job exists due to the criticality around seamlessly handling large-scale & complex projects for the Transition function and crafting a value for internal partners by streamlining / simplifying their processes, thus building relevant business impact. Develop an understanding of the E2E...

***PLEASE NOTE THIS IS A US SHIFT BASED JOB***JOB DESCRIPTIONThe job exists due to the criticality around seamlessly handling large-scale & complex projects for the Transition function and crafting a value for internal partners by streamlining / simplifying their processes, thus building relevant business impact.Develop an understanding of the E2E solution...

***PLEASE NOTE THIS IS A US SHIFT BASED JOB***JOB DESCRIPTIONThe job exists due to the criticality around seamlessly handling large-scale & complex projects for the Transition function and crafting a value for internal partners by streamlining / simplifying their processes, thus building relevant business impact.Develop an understanding of the E2E solution...

About Qure.AI:Qure.AI is one of the fastest-growing startups in India, which develops Artificial Intelligence enabled products and platforms for healthcare diagnostics. We create cutting-edge solutions that positively impact patients' lives in various care domains, including lung cancer, tuberculosis, and stroke. To date, our innovative technologies have...

Manager - Compliance & Audits - ITSM Platform & Budget Management An experienced Manager with domain knowledge in Audit & Compliance, ITSM Platform, and Budget Management. As an Audit & Compliance Manager, responsible for ensuring that the department adheres to all the IT compliance and legal standards as well as internal policies and procedures. As an ITSM...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

About Function/Department Finance Department is one of the major pillars of the organisation that ensures efficient financial management and financial control necessary to support all business activities, also delivering Zero-Defect, and customer focused finance processes, providing cutting-edge financial solutions and driving the business to success....

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

About Qure.AI: Qure.AI is one of the fastest-growing startups in India, which develops Artificial Intelligence enabled products and platforms for healthcare diagnostics. We create cutting-edge solutions that positively impact patients' lives in various care domains, including lung cancer, tuberculosis, and stroke. To date, our innovative technologies have...

This is a critical position that will design, own and monitor all regulatory and compliance protocols for the entire organization as we foray into the Financial services segment as part of our Yojana card and Financial inclusion strategy. You will work closely with the leadership and cross-functional teams to drive, design and implement appropriate Financial...

About Function/Department Finance Department is one of the major pillars of the organisation that ensures efficient financial management and financial control necessary to support all business activities, also delivering Zero-Defect, and customer focused finance processes, providing cutting-edge financial solutions and driving the business to...

Working in the Compliance and Risk Team, C&R Manager will be working alongside the Head -C&R to ensure the integrity of the day-to-day operations of a wide range of Compliance processes being delivered from the service centre. This is a generalist role where C&R Manager would be expected to get involved with all areas of the compliance and risk function.  ...