Vacancy for Manager-Secretarial

2 weeks ago


mumbai, India Mangalam Placement Pvt Ltd. Full time
Position: Manager-Secretarial & Compliance
Qualification: B.com,CA
Experience: 5 to 10 years
Location: Mumbai (Nariman Point)
Job Description
Kindly find the Below Roles & Responsibilities:
Having 5+ years of experience in the Mutual Fund Industry.
Skills required:
Well versed with SEBI (MF) Regulations
Root cause analysis,
Multitasking
Experience of working in AMC
Effective Interpersonal Communication Compliance & Secretarial Functions
To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;
To review and update on regularly basis Compliance Manual and other policies;
To conduct compliance awareness sessions on Insider Trading,etc;
To ensure Compliance provision of RBI Act, Foreign Direct Investment norms; AMFI Circulars & notices
To maintain and update of compliance tracker/ RBI Act and other applicable regulations;AMFI Regulations
Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
To Interpret the various Circulars of SEBI, AMFI,RBI and other regulators and decide on course forward for implementation of the same.
Having knowledge of PMLA Regulations and Anti Money Laundering rules.
To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors;
To maintain cordial relations with the regulators;
Preparation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To prepare notices, director’s report, and minutes for the Board and General meetings;
Preparation and periodic updation of Scheme Information Documents
Review of Half yearly and annual scheme reports/portfolio
Co-ordinating with various inter-departments on Regulatory Requirements
Well versed with Clearing Marketing materials under Advertisement Code
Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance

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