Sr Manager Compliance Mumbai

1 month ago


mumbai, India ICICI Prudential Life Insurance Full time
Job Details

Sr Manager Compliance Mumbai

3 - 7 Yrs Mumbai Sr. Manager- II Job description

Purpose / key objective of role:

The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas:

• Regulatory updatesand implementation- Review regulatory updates andregular tracking and implementation of any regulatory requirements and any other compliance matters.• Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects.Engage with partners and stakeholders to enable compliance related onboarding and servicing processes. • Agreement review- Review intermediary and service partner agreements. • RegulatoryMonitoring and reporting-Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements. • Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various compliance matters. • Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc.
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